I
n order to have a clear and just conception of the nature and object of
government, it is indispensable to understand correctly what that constitution
or law of our nature is, in which government originates; or, to express it more
fully and accurately that law, without which government would not, and
with which, it must necessarily exist. Without this, it is as impossible to lay
any solid foundation for the science of government, as it would be to lay one
for that of astronomy, without a like understanding of that constitution or law
of the material world, according to which the several bodies composing the
solar system mutually act on each other, and by which they are kept in their
respective spheres. The first question, accordingly, to be considered is
What is that constitution or law of our nature, without which government would
not exist, and with which its existence is necessary?
In considering this, I assume, as an incontestable fact, that man is so
constituted as to be a social being. His inclinations and wants, physical and
moral, irresistibly impel him to associate with his kind; and he has,
accordingly, never been found, in any age or country, in any state other than
the social. In no other, indeed, could he exist; and in no other were it
possible for him to exist could he attain to a full development of his
moral and intellectual faculties, or raise himself, in the scale of being, much
above the level of the brute creation.
I next assume, also, as a fact not less incontestable, that, while man is so
constituted as to make the social state necessary to his existence and the full
development of his faculties, this state itself cannot exist without
government. The assumption rests on universal experience. In no age or country
has any society or community ever been found, whether enlightened or savage,
without government of some description.
Having assumed these, as unquestionable phenomena of our nature, I shall,
without further remark, proceed to the investigation of the primary and
important question What is that constitution of our nature, which, while
it impels man to associate with his kind, renders it impossible for society to
exist without government?
The answer will be found in the fact (not less incontestable than either of
the others) that, while man is created for the social state, and is accordingly
so formed as to feel what affects others, as well as what affects himself, he
is, at the same time, so constituted as to feel more intensely what affects him
directly, than what affects him indirectly though others; or, to express it
differently, he is so constituted, that his direct or individual affections are
stronger than his sympathetic or social feelings. I intentionally avoid the
expression, selfish feelings, as applicable to the former; because, as
commonly used, it implies an unusual excess of the individual over the social
feelings, in the person to whom it is applied; and, consequently, something
depraved and vicious. My object is, to exclude such inference, and to restrict
the inquiry exclusively to facts in their bearings on the subject under
consideration, viewed as mere phenomena appertaining to our nature
constituted as it is; and which are as unquestionable as is that of
gravitation, or any other phenomenon of the material world.
In asserting that our individual are stronger than our social feelings, it
is not intended to deny that there are instances, growing out of peculiar
relations as that of a mother and her infant or resulting from
the force of education and habit over peculiar constitutions, in which the
latter have overpowered the former; but these instances are few, and always
regarded as something extraordinary. The deep impression they make, whenever
they occur, is the strongest proof that they are regarded as exceptions to some
general and well understood law of our nature; just as some of the minor powers
of the material world are apparently to gravitation.
I might go farther, and assert this to be a phenomenon, not of our nature
only, but of all animated existence, throughout its entire range, so far as our
knowledge extends. It would, indeed, seem to be essentially connected with the
great law of self-preservation which pervades all that feels, from man down to
the lowest and most insignificant reptile or insect. In none is it stronger
than in man. His social feelings may, indeed, in a state of safety and
abundance, combined with high intellectual and moral culture, acquire great
expansion and force; but not so great as to overpower this all-pervading and
essential law of animated existence.
But that constitution of our nature which makes us feel more intensely what
affects us directly than what affects us indirectly through others, necessarily
leads to conflict between individuals. Each, in consequence, has a greater
regard for his own safety or happiness, than for the safety or happiness of
others; and, where these come in opposition, is ready to sacrifice the
interests of others to his own. And hence, the tendency to a universal state of
conflict, between individual and individual; accompanied by the connected
passions of suspicion, jealousy, anger and revenge followed by
insolence, fraud and cruelty and, if not prevented by some controlling
power, ending in a state of universal discord and confusion, destructive of the
social state and the ends for which it is ordained. This controlling power,
wherever vested, or by whomsoever exercised, is GOVERNMENT.
It follows, then, that man is so constituted, that government is necessary
to the existence of society, and society to his existence, and the perfection
of his faculties. It follows, also, that government has its origin in this
twofold constitution of his nature; the sympathetic or social feelings
constituting the remote and the individual or direct, the proximate
cause.
If man had been differently constituted in either particular if,
instead of being social in his nature, he had been created without sympathy for
his kind, and independent of others for his safety and existence; or if, on the
other hand, he had been so created, as to feel more intensely what affected
others than what affected himself (if that were possible) or, even, had this
supposed interest been equal it is manifest that, in either case, there
would have been no necessity for government, and that none would ever have
existed. But, although society and government are thus intimately connected
with and dependent on each other of the two society is the greater. It
is the first in the order of things, and in the dignity of its object; that of
society being primary to preserve and perfect our race; and that of
government secondary and subordinate, to preserve and perfect society. Both
are, however, necessary to the existence and well-being of our race, and
equally of Divine ordination.
I have said if it were possible for man to be so constituted, as to
feel what affects others more strongly than what affects himself, or even as
strongly because, it may be well doubted, whether the stronger feeling
or affection of individuals for themselves, combined with a feebler and
subordinate feeling or affection for others, is not, in beings of limited
reason and faculties, a constitution necessary to their preservation and
existence. If reversed if their feelings and affections were stronger
for others than for themselves, or even as strong, the necessary result would
seem to be, that all individuality would be lost; and boundless and remediless
disorder and confusion would ensue. For each, at the same moment, intensely
participating in all the conflicting emotions of those around him, would, of
course, forget himself and all that concerned him immediately, in his officious
intermeddling with the affairs of all others; which, from his limited reason
and faculties, he could neither properly understand nor manage. Such a state of
things would, as far as we can see, lead to endless disorder and confusion, not
less destructive to our race than a state of anarchy. It would, besides, be
remediless for government would be impossible; or, if it could by
possibility exist, its object would be reversed. Selfishness would have to be
encouraged, and benevolence discouraged. Individuals would have to be
encouraged, by rewards, to become more selfish, and deterred, by punishments,
from being too benevolent; and this, too, by a government, administered by
those who, on the supposition, would have the greatest aversion for selfishness
and the highest admiration for benevolence.
To the Infinite Being, the Creator of all, belongs exclusively the care and
superintendence of the whole. He, in his infinite wisdom and goodness, has
allotted to every class of animated beings its condition and appropriate
functions; and has endowed each with feelings, instincts, capacities, and
faculties, best adapted to its allotted condition. To man, he has assigned the
social and political state, as best adapted to develop the great capacities and
faculties, intellectual and moral, with which he has endowed him; and has,
accordingly, constituted him so as not only to impel him into the social state,
but to make government necessary for his preservation and well-being.
But government, although intended to protect and preserve society, has
itself a strong tendency to disorder and abuse of its powers, as all experience
and almost every page of history testify. The cause is to be found in the same
constitution of our nature which makes government indispensable. The powers
which it is necessary for government to possess, in order to repress violence
and preserve order, cannot execute themselves. They must be administered by men
in whom, like others, the individual are stronger than the social feelings. And
hence, the powers vested in them to prevent injustice and oppression on the
part of others, will, if left unguarded, be by them converted into instruments
to oppress the rest of the community. That, by which this is prevented, by
whatever name called, is what is meant by CONSTITUTION.
in its most comprehensive sense, when applied to GOVERNMENT.
Having its origin in the same principle of our nature, constitution
stands to government, as government stands to society;
and, as the end for which society is ordained, would be defeated without
government, so that for which government is ordained would, in a great measure,
be defeated without constitution. But they differ in this striking particular.
There is no difficulty in forming government. It is not even a matter of
choice, whether there shall be one or not. Like breathing, it is not permitted
to depend on our volition. Necessity will force it on all communities in some
one form or another. Very different is the case as to constitution. Instead of
a matter of necessity, it is one of the most difficult tasks imposed on man to
form a constitution worthy of the name; while, to form a perfect one one
that would completely counteract the tendency of government to oppression and
abuse, and hold it strictly to the great ends for which it is ordained
has thus far exceeded human wisdom, and possibly ever will. From this, another
striking difference results. Constitution is the contrivance of man, while
government is of Divine ordination. Man is left to perfect what the wisdom of
the Infinite ordained, as necessary to preserve the race.
With these rernarks, I proceed to the consideration of the important and
difficult question: How is this tendency of government to be counteracted? Or,
to express it more fully How can those who are invested with the powers
of government be prevented from employing them, as the means of aggrandizing
themselves, instead of using them to protect and preserve society? It cannot be
done by instituting a higher power to control the government, and those who
administer it. This would be but to change the seat of authority, and to make
this bigger power, in reality, the government; with the same tendency, on the
part of those who might control its powers, to pervert them into instruments of
aggrandizement. Nor can it be done by limiting the powers of government, so as
to make it too feeble to be made an instrument of abuse; for, passing by the
difficulty of so limiting its powers, without creating a power higher than the
government itself to enforce the observance of the limitations, it is a
sufficient objection that it would, if practicable, defeat the end for which
government is ordained, by making it too feeble to protect and preserve
society. The powers necessary for this purpose will ever prove sufficient to
aggrandize those who control it, at the expense of the rest of the community.
In estimating what amount of power would be requisite to secure the objects
of government, we must take into the reckoning, what would be necessary to
defend the community against external, as well as internal dangers. Government
must be able to repel assaults from abroad, as well as to repress violence and
disorders within. It must not be overlooked, that the human race is not
comprehended in a single society or community. The limited reason and faculties
of man, the great diversity of language, customs, pursuits, situation and
complexion, and the difficulty of intercourse, with various other causes, have,
by their operation, formed a great many separate communities, acting
independently of each other. Between these there is the same tendency to
conflict and from the same constitution of our nature as between
men individually; and even stronger because the sympathetic or social
feelings are not so strong between different communities, as between
individuals of the same community. So powerful, indeed, is this tendency, that
it has led to almost incessant wars between contiguous communities for plunder
and conquest, or to avenge injuries, real or supposed.
So long as this state of things continues, exigencies will occur, in which
the entire powers and resources of the community will be needed to defend its
existence. When this is at stake, every other consideration must yield to it.
Self-preservation is the supreme law, as well with communities as individuals.
And hence the danger of withholding from government the full command of the
power and resources of the state; and the great difficulty of limiting its
powers consistently with the protection and preservation of the community. And
hence the question recurs By what means can government, without being
divested of the full command of the resources of he community, be prevented
from abusing its powers?
The question involves difficulties which, from the earliest ages, wise and
good men have attempted to overcome but hitherto with but partial
success. For this purpose many devices have been resorted to, suited to the
various stages of intelligence and civilization through which our race has
passed, and to the different forms of government to which they have been
applied. The aid of superstition, ceremonies, education, religion, organic
arrangements, both of the government and the community, has been, from time to
time, appealed to. Some of the most remarkable of these devices, whether
regarded in reference to their wisdom and the skill displayed in their
application, or to the permanency of their effects, are to be found in the
early dawn of civilization in the institutions of the Egyptians, the
Hindoos, the Chinese, and the Jews. The only materials which that early age
afforded for the construction of constitutions, when intelligence was so
partially diffused, were applied with consummate wisdom and skill. To their
successful application may be fairly traced the subsequent advance of our race
in civilization and intelligence, of which we now enjoy the benefits. For,
without a constitution something to counteract the strong tendency of
government to disorder and abuse, and to give stability to political
institutions there can be little progress or permanent improvement.
In answering the important question under consideration, it is not necessary
to enter into an examination of the various contrivances adopted by these
celebrated governments to counteract this tendency to disorder and abuse, nor
to undertake to treat of constitution in its most comprehensive sense. What I
propose is far more limited to explain on what principles government
must be formed, in order to resist, by its own interior structure or, to
use a single term, organism the tendency to abuse of power. This
structure, or organism, is what is meant by constitution, in its strict and
more usual sense; and it is this which distinguishes, what are called,
constitutional governments from absolute. It is in this strict and more usual
sense that I propose to use the term hereafter.
How government, then, must be constructed, in order to counteract, through
its organism, this tendency on the part of those who make and execute the laws
to oppress those subject to their operation, is the next question which claims
attention.
There is but one way in which this can possibly be done; and that is, by
such an organism as will furnish the ruled with the means of resisting
successfully this tendency on the part of the rulers to oppression and abuse.
Power can only be resisted by power and tendency by tendency. Those who
exercise power and those subject to its exercise the rulers and the
ruled stand in antagonistic relations to each other. The same
constitution of our nature which leads rulers to oppress the ruled
regardless of the object for which government is ordained will, with
equal strength, lead the ruled to resist, when possessed of the means of making
peaceable and effective resistance. Such an organism, then, as will furnish the
means by which resistance may be systematically and peaceably made on the part
of the ruled, to oppression and abuse of power on the part of the rulers, is
the first and indispensable step towards forming a constitutional
government. And as this can only be effected by or through the right of
suffrage (the right on the part of the ruled to choose their rulers at
proper intervals, and to hold them thereby responsible for their conduct)
the responsibility of the rulers to the ruled, through the right of
suffrage, is the indispensable and primary principle in the foundation
of a constitutional government. When this right is properly guarded, and the
people sufficiently enlightened to understand their own rights and the
interests of the community, and duly to appreciate the motives and conduct of
those appointed to make and execute the laws, it is all-sufficient to give to
those who elect, effective control over those they have elected.
I call the right of suffrage the indispensable and primary principle; for it
would be a great and dangerous mistake to suppose, as many do, that it is, of
itself, sufficient to form constitutional governments. To this erroneous
opinion may be traced one of the causes, why so few attempts to form
constitutional governments have succeeded; and why, of the few which have, so
small a number have had durable existence. It has led, not only to mistakes in
the attempts to form such governments, but to their overthrow, when they have,
by some good fortune, been correctly formed. So far from being, of itself,
sufficient however well guarded it might be, and however enlightened the
people it would, unaided by other provisions, leave the government as
absolute, as it would be in the hands of irresponsible rulers; and with a
tendency, at least as strong, towards oppression and abuse of its powers; as I
shall next proceed to explain.
The right of suffrage, of itself, can do no more than give complete control
to those who elect, over the conduct of those they have elected. In doing this,
it accomplishes all it possibly can accomplish. This is its aim and when
this is attained, its end is fulfilled. It can do no more, however enlightened
the people, or however widely extended or well guarded the right may be. The
sum total, then, of its effects, when most successful, is, to make those
elected, the true and faithful representatives of those who elected them
instead of irresponsible rulers as they would be without it; and thus,
by converting it into an agency, and the rulers into agents, to divest
government of all claims to sovereignty, and to retain it unimpaired to the
community. But it is manifest that the right of suffrage, in making these
changes, transfers, in reality, the actual control over the government, from
those who make and execute the laws, to the body of the community; and,
thereby, places the powers of the government as fully in the mass of the
community, as they would be if they, in fact, had assembled, made, and executed
the laws themselves, without the intervention of representatives or agents. The
more perfectly it does this, the more perfectly it accomplishes its ends; but
in doing so, it only changes the seat of authority, without counteracting, in
the least, the tendency of the government to oppression and abuse of its
powers.
If the whole community had the same interests, so that the interests of each
and every portion would be so affected by the action of the government, that
the laws which oppressed or impoverished one portion, would necessarily oppress
and impoverish all others or the reverse then the right of
suffrage, of itself, would be all-sufficient to counteract the tendency of the
government to oppression and abuse of its powers; and, of course, would form,
of itself, a perfect constitutional government. The interest of all being the
same, by supposition, as far as the action of the government was concerned, all
would have like interests as to what laws should be made, and how they should
be executed. All strife and struggle would cease as to who should be elected to
make and execute them. The only question would be, who was most fit; who the
wisest and most capable of understanding the common interest of the whole. This
decided, the election would pass off quietly, and without party discord; as no
one portion could advance its own peculiar interest without regard to the rest,
by electing a favorite candidate.
But such is not the case. On the contrary, nothing is more difficult than to
equalize the action of the government, in reference to the various and
diversified interests of the community; and nothing more easy than to pervert
its powers into instruments to aggrandize and enrich one or more interests by
oppressing and impoverishing the others; and this too, under the operation of
laws, couched in general terms and which, on their face, appear fair and
equal. Nor is this the case in some particular communities only. It is so in
all; the small and the great the poor and the rich irrespective
of pursuits, productions, or degrees of civilization with, however, this
difference, that the more extensive and populous the country, the more
diversified the condition and pursuits of its population, and the richer, more
luxurious, and dissimilar the people, the more difficult is it to equalize the
action of the government and the more easy for one portion of the
community to pervert its powers to oppress, and plunder the other.
Such being the case, it necessarily results, that the right of suffrage, by
placing the control of the government in the community must, from the same
constitution of our nature which makes government necessary to preserve
society, lead to conflict among its different interests each striving to
obtain possession of its powers, as the means of protecting itself against the
others or of advancing its respective interests, regardless of the
interests of others. For this purpose, a struggle will take place between the
various interests to obtain a majority, in order to control the government. If
no one interest be strong enough, of itself, to obtain it, a combination will
be formed between those whose interests are most alike each conceding
something to the others, until a sufficient number is obtained to make a
majority. The process may be slow, and much time may be required before a
compact, organized majority can be thus formed; but formed it will be in time,
even without preconcert or design, by the sure workings of that principle or
constitution of our nature in which government itself originates. When once
formed, the community will be divided into two great parties a major and
minor between which there will be incessant struggles on the one side to
retain, and on the other to obtain the majority and, thereby, the
control of the government and the advantages it confers.
So deeply seated, indeed, is this tendency to conflict between the different
interests or portions of the community, that it would result from the action of
the government itself, even though it were possible to find a community, where
the people were all of the same pursuits, placed in the same condition of life,
and in every respect, so situated, as to be without inequality of condition or
diversity of interests. The advantages of possessing the control of the powers
of the government, and, thereby, of its honors and emoluments, are, of
themselves, exclusive of all other considerations, ample to divide even such a
community into two great hostile parties.
In order to form a just estimate of the full force of these advantages
without reference to any other consideration it must be
remembered, that government to fulfill the ends for which it is
ordained, and more especially that of protection against external dangers
must, in the present condition of the world, be clothed with powers
sufficient to call forth the resources of the community, and be prepared, at
all times, to command them promptly in every emergency which may possibly
arise. For this purpose large establishments are necessary, both civil and
military (including naval, where, from situation, that description of force may
be required) with all the means necessary for prompt and effective action
such as fortifications, fleets, armories, arsenals, magazines, arms of
all descriptions, with well-trained forces, in sufficient numbers to wield them
with skill and energy, whenever the occasion requires it. The administration
and management of a government with such vast establishments must necessarily
require a host of employees, agents, and officers of whom many must be
vested with high and responsible trusts, and occupy exalted stations,
accompanied with much influence and patronage. To meet the necessary expenses,
large sums must be collected and disbursed; and, for this purpose, heavy taxes
must be imposed, requiring a multitude of officers for their collection and
disbursement. The whole united must necessarily place under the control of
government an amount of honors and emoluments, sufficient to excite profoundly
the ambition of the aspiring and the cupidity of the avaricious; and to lead to
the formation of hostile parties, and violent party conflicts and struggles to
obtain the control of the government. And what makes this evil remediless,
through the right of suffrage of itself, however modified or carefully guarded,
or however enlightened the people, is the fact that, as far as the honors and
emoluments of the government and its fiscal action are concerned, it is
impossible to equalize it. The reason is obvious. Its honors and emoluments,
however great, can fall to the lot of but a few, compared to the entire number
of the community, and the multitude who will seek to participate in them. But,
without this, there is a reason which renders it impossible to equalize the
action of the government, so far as its fiscal operation extends which I
shall next explain.
Few, comparatively, as they are, the agents and employees of the government
constitute that portion of the community who are the exclusive recipients of
the proceeds of the taxes. Whatever amount is taken from the community, in the
form of taxes, if not lost, goes to them in the shape of expenditures or
disbursements. The two disbursement and taxation constitute the
fiscal action of the government. They are correlatives. What the one takes from
the community, under the name of taxes, is transferred to the portion of the
community who are the recipients, under that of disbursements. But, as the
recipients constitute only a portion of the community, it follows, taking the
two parts of the fiscal process together, that its action must be unequal
between the payers of the taxes and the recipients of their proceeds. Nor can
it be otherwise, unless what is collected from each individual in the shape of
taxes, shall be returned to him, in that of disbursements; which would make the
process nugatory and absurd. Taxation may, indeed, be made equal, regarded
separately from disbursement. Even this is no easy task; but the two united
cannot possibly be made equal.
Such being the case, it must necessarily follow, that some one portion of
the community must pay in taxes more than it receives back in disbursements;
while another receives in disbursements more than it pays in taxes. It is,
then, manifest, taking the whole process together, that taxes must be, in
effect, bounties to that portion of the community which receives more in
disbursements than it pays in taxes; while, to the other which pays in taxes
more than it receives in disbursements, they are taxes in reality
burthens, instead of bounties. This consequence is unavoidable. It results from
the nature of the process, be the taxes ever so equally laid, and the
disbursements ever so fairly made, in reference to the public service.
It is assumed, in coming to this conclusion, that the disbursements are made
within the community. The reasons assigned would not be applicable if the
proceeds of the taxes were paid in tribute, or expended in foreign countries.
In either of these cases, the burthen would fall on all, in proportion to the
amount of taxes they respectively paid.
Nor would it be less a bounty to the portion of the community which received
back in disbursements more than it paid in taxes, because received as salaries
for official services; or payments to persons employed in executing the works
required by the government; or furnishing it with its various supplies; or any
other description of public employment instead of being bestowed
gratuitously. It is the disbursements which give additional, and, usually, very
profitable and honorable employments to the portion of the community where they
are made. But to create such employments, by disbursements, is to bestow on the
portion of the community to whose lot the disbursements may fall, a far more
durable and lasting benefit one that would add much more to its wealth
and population than would the bestowal of an equal sum gratuitously: and
hence, to the extent that the disbursements exceed the taxes, it may be fairly
regarded as a bounty. The very reverse is the case in reference to the portion
which pays in taxes more than it receives in disbursements. With them,
profitable employments are diminished to the same extent, and population and
wealth correspondingly decreased.
The necessary result, then, of the unequal fiscal action of the government
is, to divide the community into two great classes; one consisting of those
who, in reality, pay the taxes, and, of course, bear exclusively the burthen of
supporting the government; and the other, of those who are the recipients of
their proceeds, through disbursements, and who are, in fact, supported by the
government; or, in fewer words, to divide it into taxpayers and tax-consumers.
But the effect of this is to place them in antagonistic relations, in
reference to the fiscal action of the government, and the entire course of
policy therewith connected. For, the greater the taxes and disbursements, the
greater the gain of the one and the loss of the other and vice versa;
and consequently, the more the policy of the government is calculated to
increase taxes and disbursements, the more it will be favored by the one and
opposed by the other.
The effect, then, of every increase is, to enrich and strengthen the one,
and impoverish and weaken the other. This, indeed, may be carried to such an
extent, that one class or portion of the community may be elevated to wealth
and power, and the other depressed to abject poverty and dependence, simply by
the fiscal action of the government; and this too, through disbursements only
even under a system of equal taxes imposed for revenue only. If such may
be the effect of taxes and disbursements, when confined to their legitimate
objects that of raising revenue for the public service some
conception may be formed, how one portion of the community may be crushed, and
another elevated on its ruins, by systematically perverting the power of
taxation and disbursement, for the purpose of aggrandizing and building up one
portion of the community at the expense of the other. That it will be so
used, unless prevented, is, from the constitution of man, just as certain as
that it can be so used; and that, if not prevented, it must give rise to
two parties, and to violent conflicts and struggles between them, to obtain the
control of the government, is, for the same reason, not less certain.
Nor is it less certain, from the operation of all these causes, that the
dominant majority, for the time, would have the same tendency to oppression and
abuse of power, which, without the right of suffrage, irresponsible rulers
would have. No reason, indeed, can be assigned, why the latter would abuse
their power, which would not apply, with equal force, to the former. The
dominant majority, for the time, would, in reality, through the right of
suffrage, be the rulers the controlling, governing, and irresponsible
power; and those who make and execute the laws would, for the time, be, in
reality, but their representatives and agents.
Nor would the fact that the former would constitute a majority of the
community, counteract a tendency originating in the constitution of man; and
which, as such, cannot depend on the number by whom the powers of the
government may be wielded. Be it greater or smaller, a majority or minority, it
must equally partake of an attribute inherent in each individual composing it;
and, as in each the individual is stronger than the social feelings, the one
would have the same tendency as the other to oppression and abuse of power. The
reason applies to government in all its forms whether it be that of the
one, the few, or the many. In each there must, of necessity, be a governing and
governed a ruling and a subject portion. The one implies the other; and
in all, the two bear the same relation to each other and have, on the
part of the governing portion, the same tendency to oppression and abuse of
power. Where the majority is that portion, it matters not how its powers may be
exercised whether directly by themselves, or indirectly, through
representatives or agents. Be it which it may, the minority, for the time, will
be as much the governed or subject portion, as are the people in an
aristocracy, or the subjects in a monarchy. The only difference in this respect
is, that in the government of a majority, the minority may become the majority,
and the majority the minority, through the right of suffrage; and thereby
change their relative positions, without the intervention of force and
revolution. But the duration, or uncertainty of the tenure, by which power is
held, cannot, of itself, counteract the tendency inherent in government to
oppression and abuse of power. On the contrary, the very uncertainty of the
tenure, combined with the violent party warfare which must ever precede a
change of parties under such governments, would rather tend to increase than
diminish the tendency to oppression.
As, then, the right of suffrage, without some other provision, cannot
counteract this tendency of government, the next question for consideration is
What is that other provision? This demands the most serious
consideration; for of all the questions embraced in the science of government,
it involves a principle, the most important, and the least understood; and when
understood, the most difficult of application in practice. It is, indeed,
emphatically, that principle which makes the constitution, in its strict
and limited sense.
From what has been said, it is manifest, that this provision must be of a
character calculated to prevent any one interest, or combination of interests,
from using the powers of government to aggrandize itself at the expense of the
others. Here lies the evil: and just in proportion as it shall prevent, or fail
to prevent it, in the same degree it will effect, or fail to effect the end
intended to be accomplished. There is but one certain mode in which this result
can be secured; and that is, by the adoption of some restriction or limitation,
which shall so effectually prevent any one interest, or combination of
interests, from obtaining the exclusive control of the government, as to render
hopeless all attempts directed to that end. There is, again, but one mode in
which this can be effected; and that is, by taking the sense of each interest
or portion of the community, which may be unequally and injuriously affected by
the action of the government, separately, through its own majority, or in some
other way by which its voice may be fairly expressed; and to require the
consent of each interest, either to put or to keep the government in action.
This, too, can be accomplished only in one way and that is, by such an
organism of the government and, if necessary for the purpose, of the
community also as will, by dividing and distributing the powers of
government, give to each division or interest, through its appropriate organ,
either a concurrent voice in making and executing the laws, or a veto on their
execution. It is only by such an organism, that the assent of each can be made
necessary to put the government in motion; or the power made effectual to
arrest its action, when put in motion and it is only by the one or the
other that the different interests, orders, classes, or portions, into which
the community may be divided, can be protected, and all conflict and struggle
between them prevented by rendering it impossible to put or to keep it
in action, without the concurrent consent of all.
Such an organism as this, combined with the right of suffrage, constitutes,
in fact, the elements of constitutional government. The one, by rendering those
who make and execute the laws responsible to those on whom they operate,
prevents the rulers from oppressing the ruled; and the other, by making it
impossible for any one interest or combination of interests or class, or order,
or portion of the community, to obtain exclusive control, prevents any one of
them from oppressing the other. It is clear, that oppression and abuse of power
must come, if at all, from the one or the other quarter. From no other can they
come. It follows, that the two, suffrage and proper organism combined, are
sufficient to counteract the tendency of government to oppression and abuse of
power; and to restrict it to the fulfilment of the great ends for which it is
ordained.
In coming to this conclusion, I have assumed the organism to be perfect, and
the different interests, portions, or classes of the community, to be
sufficiently enlightened to understand its character and object, and to
exercise, with due intelligence, the right of suffrage. To the extent that
either may be defective, to the same extent the government would fall short of
fulfilling its end. But this does not impeach the truth of the principles on
which it rests. In reducing them to proper form, in applying them to practical
uses, all elementary principles are liable to difficulties; but they are not,
on this account, the less true, or valuable. Where the organism is perfect,
every interest will be truly and fully represented, and of course the whole
community must be so. It may be difficult, or even impossible, to make a
perfect organism but, although this be true, yet even when, instead of
the sense of each and of all, it takes that of a few great and prominent
interests only, it would still, in a great measure, if not altogether, fulfil
the end intended by a constitution. For, in such case, it would require so
large a portion of the community, compared with the whole, to concur, or
acquiesce in the action of the government, that the number to be plundered
would be too few, and the number to be aggrandized too many, to afford adequate
motives to oppression and the abuse of its powers. Indeed, however imperfect
the organism, it must have more or less effect in diminishing such tendency.
It may be readily inferred, from what has been stated, that the effect of
organism is neither to supersede nor diminish the importance of the right of
suffrage; but to aid and perfect it. The object of the latter is, to collect
the sense of the community. The more fully and perfectly it accomplishes this,
the more fully and perfectly it fulfils its end. But the most it can do, of
itself, is to collect the sense of the greater number; that is, of the stronger
interests, or combination of interests; and to assume this to be the sense of
the community. It is only when aided by a proper organism, that it can collect
the sense of the entire community of each and all its interests; of
each, through its appropriate organ, and of the whole, through all of them
united. This would truly be the sense of the entire community; for whatever
diversity each interest might have within itself as all would have the
same interest in reference to the action of the government, the individuals
composing each would be fully and truly represented by its own majority or
appropriate organ, regarded in reference to the other interests. In brief,
every individual of every interest might trust, with confidence, its majority
or appropriate organ, against that of every other interest.
It results, from what has been said, that there are two different modes in
which the sense of the community may be taken; one, simply by the right of
suffrage, unaided; the other, by the right through a proper organism. Each
collects the sense of the majority. But one regards numbers only, and considers
the whole community as a unit, having but one common interest throughout; and
collects the sense of the greater number of the whole, as that of the
community. The other, on the contrary, regards interests as well as numbers
considering the community as made up of different and conflicting
interests, as far as the action of the government is concerned; and takes the
sense of each, through its majority or appropriate organ, and the united sense
of all, as the sense of the entire community. The former of these I shall call
the numerical, or absolute majority; and the latter, the concurrent, or
constitutional majority. I call it the constitutional majority, because it is
an essential element in every constitutional government be its form what
it may. So great is the difference, politically speaking, between the two
majorities, that they cannot be confounded, without leading to great and fatal
errors; and yet the distinction between them has been so entirely overlooked,
that when the term majority is used in political discussions, it is
applied exclusively to designate the numerical as if there were no
other. Until this distinction is recognized, and better understood, there will
continue to be great liability to error in properly constructing constitutional
governments, especially of the popular form, and of preserving them when
properly constructed. Until then, the latter will have a strong tendency to
slide, first, into the government of the numerical majority, and, finally, into
absolute government of some other form. To show that such must be the case, and
at the same time to mark more strongly the difference between the two, in order
to guard against the danger of overlooking it, I propose to consider the
subject more at length.
The first and leading error which naturally arises from overlooking the
distinction referred to, is, to confound the numerical majority with the
people; and this so completely as to regard them as identical. This is a
consequence that necessarily results from considering the numerical as the only
majority. All admit, that a popular government, or democracy, is the government
of the people; for the terms imply this. A perfect government of the kind would
be one which would embrace the consent of every citizen or member of the
community; but as this is impracticable, in the opinion of those who regard the
numerical as the only majority, and who can perceive no other way by which the
sense of the people can be taken they are compelled to adopt this as the
only true basis of popular government, in contradistinction to governments of
the aristocratical or monarchical form. Being thus constrained, they are, in
the next place, forced to regard the numerical majority, as, in effect, the
entire people; that is, the greater part as the whole; and the government of
the greater part as the government of the whole. It is thus the two come to be
confounded, and a part made identical with the whole. And it is thus, also that
all the rights, powers, and immunities of the whole people come to be
attributed to the numerical majority; and, among others, the supreme, sovereign
authority of establishing and abolishing governments at pleasure.
This radical error, the consequence of confounding the two, and of regarding
the numerical as the only majority, has contributed more than any other cause,
to prevent the formation of popular constitutional governments and to
destroy them even when they have been formed. It leads to the conclusion that,
in their formation and establishment nothing more is necessary than the right
of suffrage and the allotment to each division of the community a
representation in the government, in proportion to numbers. If the numerical
majority were really the people; and if, to take its sense truly, were to take
the sense of the people truly, a government so constituted would be a true and
perfect model of a popular constitutional government; and every departure from
it would detract from its excellence. But, as such is not the case as
the numerical majority, instead of being the people, is only a portion of them
such a government, instead of being a true and perfect model of the
people's government, that is, a people self-governed, is but the government of
a part, over a part the major over the minor portion.
But this misconception of the true elements of constitutional government
does not stop here. It leads to others equally false and fatal, in reference to
the best means of preserving and perpetuating them, when, from some fortunate
combination of circumstances, they are correctly formed. For they who fall into
these errors regard the restrictions which organism imposes on the will of the
numerical majority as restrictions on the will of the people, and, therefore,
as not only useless, but wrongful and mischievous And hence they endeavor to
destroy organism, under the delusive hope of making government more democratic.
Such are some of the consequences of confounding the two, and of regarding
the numerical as the only majority. And in this may be found the reason why so
few popular governments have been properly constructed, and why, of these few,
so small a number have proved durable. Such must continue to be the result, so
long as these errors continue to be prevalent.
There is another error, of a kindred character, whose influence contributes
much to the same results: I refer to the prevalent opinion, that a written
constitution, containing suitable restrictions on the powers of government, is
sufficient, of itself, without the aid of any organism except such as is
necessary to separate its several departments, and render them independent of
each other to counteract the tendency of the numerical majority to
oppression and the abuse of power.
A written constitution certainly has many and considerable advantages; but
it is a great mistake to suppose, that the mere insertion of provisions to
restrict and limit the powers of the government, without investing those for
whose protection they are inserted with the means of enforcing their
observance, will be sufficient to prevent the major and dominant party from
abusing its powers. Being the party in possession of the government, they will,
from the same constitution of man which makes government necessary to protect
society, be in favor of the powers granted by the constitution, and opposed to
the restrictions intended to limit them. As the major and dominant party, they
will have no need of these restrictions for their protection. The ballot box,
of itself, would be ample protection to them. Needing no other, they would
come, in time, to regard these limitations as unnecessary and improper
restraints and endeavor to elude them, with the view of increasing their
power and influence.
The minor, or weaker party, on the contrary, would take the opposite
direction and regard them as essential to their protection against the
dominant party. And, hence, they would endeavor to defend and enlarge the
restrictions, and to limit and contract the powers. But where there are no
means by which they could compel the major party to observe the restrictions,
the only resort left them would be, a strict construction of the constitution,
that is, a construction which would confine these powers to the narrowest
limits which the meaning of the words used in the grant would admit.
To this the major party would oppose a liberal construction one which
would give to the words of the grant the broadest meaning of which they were
susceptible. It would then be construction against construction; the one to
contract, and the other to enlarge the powers of the government to the utmost.
But of what possible avail could the strict construction of the minor party be,
against the liberal interpretation of the major, when the one would have all
the powers of the government to carry its construction into effect and
the other be deprived of all means of enforcing its construction? In a contest
so unequal, the result would not be doubtful. The party in favor of the
restrictions would be overpowered. At first, they might command some respect,
and do something to stay the march of encroachment; but they would, in the
progress of the contest, be regarded as mere abstractionists; and, indeed,
deservedly, if they should indulge the folly of supposing that the party in
possession of the ballot box and the physical force of the country, could be
successfully resisted by an appeal to reason, truth, justice, or the
obligations imposed by the constitution. For when these, of themselves, shall
exert sufficient influence to stay the hand of power, then government will be
no longer necessary to protect society, nor constitutions needed to prevent
government from abusing its powers. The end of the contest would be the
subversion of the constitution, either by the undermining process of
construction where its meaning would admit of possible doubt or
by substituting in practice what is called partyusage, in place of its
provisions or, finally, when no other contrivance would subserve the
purpose, by openly and boldly setting them aside. By the one or the other, the
restrictions would ultimately be annulled, and the government be converted into
one of unlimited powers.
Nor would the division of government into separate, and, as it regards each
other, independent departments, prevent this result. Such a division may do
much to facilitate its operations, and to secure to its administration greater
caution and deliberation; but as each and all the departments and, of
course, the entire government would be under the control of the
numerical majority, it is too clear to require explanation, that a mere
distribution of its powers among its agents or representatives, could do little
or nothing to counteract its tendency to oppression and abuse of power. To
effect this, it would be necessary to go one step further, and make the several
departments the organs of the distinct interests or portions of the community;
and to clothe each with a negative on the others. But the effect of this would
be to change the government from the numerical into the concurrent majority.
Having now explained the reasons why it is so difficult to form and preserve
popular constitutional government, so long as the distinction beeen the two
majorities is overlooked, and the opinion prevails that a written constitution,
with suitable restrictions and a proper division of its powers, is sufficient
to counteract the tendency of the numerical majority to the abuse of its power
I shall next proceed to explain, more fully, why the concurrent majority
is an indispensable element in forming constitutional governments; and why the
numerical majority, of itself, must, in all cases, make governments absolute.
The necessary consequence of taking the sense of the community by the
concurrent majority is, as has been explained, to give to each interest or
portion of the community a negative on the others. It is this mutual negative
among its various conflicting interests, which invests each with the power of
protecting itself and places the rights and safety of each, where only
they can be securely placed, under its own guardianship. Without this there can
be no systematic, peaceful, or effective resistance to the natural tendency of
each to come into conflict with the others: and without this there can be no
constitution. It is this negative power the power of preventing or
arresting the action of the government be it called by what term it may
veto, interposition, nullification, check, or balance of power
which, in fact, forms the constitution. They are all but different names for
the negative power. In all its forms, and under all its names, it results from
the concurrent majority. Without this there can be no negative; and, without a
negative, no constitution. The assertion is true in reference to all
constitutional governments, be their forms what they may. It is, indeed, the
negative power which makes the constitution and the positive which makes
the government. The one is the power of acting and the other the power
of preventing or arresting action. The two, combined, make constitutional
governments.
But, as there can be no constitution without the negative power, and no
negative power without the concurrent majority it follows, necessarily,
that where the numerical majority has the sole control of the government, there
can be no constitution; as constitution implies limitation or restriction
and, of course, is inconsistent with the idea of sole or exclusive
power. And hence, the numerical, unmixed with the concurrent majority,
necessarily forms, in all cases, absolute government.
It is, indeed, the single, or one power, which excludes the negative,
and constitutes absolute government; and not the number in whom the
power is vested. The numerical majority is as truly a single power, and
excludes the negative as completely as the absolute government of one, or of
the few. The former is as much the absolute government of the democratic, or
popular form, as the latter of the monarchical or aristocratical. It has,
accordingly, in common with them, the same tendency to oppression and abuse of
power.
Constitutional governments, of whatever form, are, indeed, much more similar
to each other, in their structure and character, than they are, respectively,
to the absolute governments, even of their own class. All constitutional
governments, of whatever class they may be, take the sense of the community by
its parts each through its appropriate organ; and regard the sense of
all its parts, as the sense of the whole. They all rest on the right of
suffrage, and the responsibility of rulers, directly or indirectly. On the
contrary, all absolute governments, of whatever form, concentrate power in one
uncontrolled and irresponsible individual or body, whose will is regarded as
the sense of the community. And, hence, the great and broad distinction between
governments is not that of the one, the few, or he many but of
the constitutional and the absolute.
From this there results another distinction, which, although secondary in
its character, very strongly marks the difference between these forms of
government. I refer to their respective conservative principle that is,
the Principle by which they are upheld and preserved. This principle, in
constitional governments, is compromise and in absolute
governments, is force as will be next explained.
It has been already shown, that the same constitution of man which leads
those who govern to oppress the governed if not prevented will,
with equal force and certainty, lead the latter to resist oppression, when
possessed of the means of doing so peaceably and successfully. But absolute
governments, of all forms, exclude all other means of resistance to their
authority, than that of force; and, of course, leave no other alternative the
governed, but to acquiesce in oppression, however great it may be, or to resort
to force to put down the government. But the dread of such a sort must
necessarily lead the government to prepare to meet force in order to protect
itself; and hence, of necessity, force becomes the conservative principle of
all such governments.
On the contrary, the government of the concurrent majority, where the
organism is perfect, excludes the possibility of oppression, by giving to each
interest, or portion, or order where there are established classes
the means of protecting itself, by its negative, against all measures
calculated to advance the peculiar interests of others at its expense. Its
effect, then, is, to cause the different interests, portions, or orders
as the case lay be to desist from attempting to adopt any measure
calculated to promote the prosperity of one, or more, by sacrificing that of
others; and thus to force them to unite in such measures only as would promote
the prosperity of all, as the only means to prevent the suspension of the
action of the government and, thereby, to avoid anarchy, the greatest of
all evils. It is by means of such authorized and effectual resistance, that
oppression is prevented, and the necessity of resorting to force superseded, in
governments of the concurrent majority and, hence, compromise, instead
of force, becomes their conservative principle.
It would, perhaps, be more strictly correct to trace the conservative
principle of constitutional governments to the necessity which compels the
different interests, or portions, or orders, to compromise as the only
way to promote their respective prosperity, and to avoid anarchy rather
than to the compromise itself. No necessity can be more urgent and imperious,
than that of avoiding anarchy. It is the same as that which makes government
indispensable to preserve society; and is not less imperative than that which
compels obedience to superior force. Traced to this source, the voice of a
people uttered under the necessity of avoiding the greatest of
calamities, through the organs of a government so constructed as to suppress
the expression of all partial and selfish interests, and to give a full and
faithful utterance to the sense of the whole community, in reference to its
common welfare may, without impiety, be called the voice of God.
To call any other so, would be impious.
In stating that force is the conservative principle of absolute, and
compromise of constitutional governments, I have assumed both to be perfect in
their kind; but not without bearing in mind, that few or none, in fact, have
ever been so absolute as not to be under some restraint, and none so perfectly
organized as to represent fully and perfectly the voice of the whole community.
Such being the case, all must, in practice, depart more or less from the
principles by which they are respectively upheld and preserved; and depend more
or less for support, on force, or compromise, as the absolute or the
constitutional form predominates in their respective organizations.
Nor, in stating that absolute governments exclude all other means of
resistance to its authority than that of force, have I overlooked the case of
governments of the numerical majority, which form, apparently, an exception. It
is true that, in such governments, the minor and subject party, for the time,
have the right to oppose and resist the major and dominant party, for the time,
through the ballot box; and may turn them out, and take their place, if they
can obtain a majority of votes. But, it is no less true, that this would be a
mere change in the relations of the two parties. The minor and subject party
would become the major and dominant party, with the same absolute authority and
tendency to abuse power; and the major and dominant party would become the
minor and subject party, with the same right to resist through the ballot box;
and, if successful, again to change relations, with like effect. But such a
state of things must necessarily be temporary. The conflict between the two
parties must be transferred, sooner or later, from an appeal to the ballot
box to an appeal to force as I shall next proceed to explain.
The conflict between the two parties, in the government of the numerical
majority, tends necessarily to settle down into a struggle for the honors and
emoluments of the government; and each, in order to obtain an object so
ardently desired, will, in the process of the struggle, resort to whatever
measure may seem best calculated to effect this purpose. The adoption, by the
one, of any measure, however objectionable, which might give it an advantage,
would compel the other to follow its example. In such case, it would be
indispensable to success to avoid division and keep united and hence,
from a necessity inherent in the nature of such governments, each party must be
alternately forced, in order to insure victory, to resort to measures to
concentrate the control over its movements in fewer and fewer hands, as the
struggle became more and more violent. This, in process of time, must lead to
party organization, and party caucuses and discipline; and these, to the
conversion of the honors and emoluments of the government into means of
rewarding partisan services, in order to secure the fidelity and increase the
zeal of the members of the party. The effect of the whole combined, even in the
earlier stages of the process, when they exert the least pernicious influence,
would be to place the control of the two parties in the hands of their
respective majorities; and the government itself, virtually, under the control
of the majority of the dominant party, for the time, instead of the majority of
the whole community where the theory of this form of government vests
it. Thus, in the very first stage of the process, the government becomes the
government of a minority instead of a majority a minority, usually, and
under the most favorable circumstances, of not much more than one-fourth of the
whole community.
But the process, as regards the concentration of power, would not stop at
this stage. The government would gradually pass from the hands of the majority
of the party into those of its leaders; as the struggle became more intense,
and the honors and emoluments of the government the all-absorbing objects. At
this stage, principles and policy would lose all influence in the elections;
and cunning, falsehood, deception, slander, fraud, and gross appeals to the
appetites of the lowest and most worthless portions of the community, would
take the place of sound reason and wise debate. After these have thoroughly
debased and corrupted the community, and all the arts and devices of party have
been exhausted, the government would vibrate between the two factions (for such
will parties have become) at each successive election. Neither would be able to
retain power beyond some fixed term; for those seeking office and patronage
would become too numerous to be rewarded by the offices and patronage at the
disposal of the government; and these being the sole objects of pursuit, the
disappointed would, at the next succeeding election, throw their weight into
the opposite scale, in the hope of better success at the next turn of the
wheel. These vibrations would continue until confusion, corruption, disorder,
and anarchy, would lead to an appeal to force to be followed by a
revolution in the form of the government. Such must be the end of the
government of the numerical majority; and such, in brief, the process through
which it must pass, in the regular course of events, before it can reach it.
This transition would be more or less rapid, according to circumstances The
more numerous the population, the more extensive the country, the more
diversified the climate, productions, pursuits and character of the people, the
more wealthy, refined, and artificial their condition and the greater
the amount of revenues and disbursements the more unsuited would the
community be to such a government, and the more rapid would be the passage. On
the other hand, it might be slow in its progress amongst small communities,
during the early stages of their existence, with inconsiderable revenues and
disbursements, and a population of simple habits; provided the people are
sufficiently intelligent to exercise properly, the right of suffrage, and
sufficiently conversant with the rules necessary to govern the deliberations of
legislative bodies. It is, perhaps, the only form of popular government suited
to a people, while they remain in such a condition. Any other would be not only
too complex and cumbersome, but unnecessary to guard against oppression, where
the motive to use power for that purpose would be so feeble. And hence,
colonies, from countries having constitutional governments, if left to
themselves, usually adopt governments based on the numerical majority. But as
population increases, wealth accumulates, and, above all, the revenues and
expenditures become large governments of this form must become less and
less suited to the condition of society; until, if not in the mean time changed
into governments of the concurrent majority, they must end in an appeal to
force, to be followed by a radical change in its structure and character; and,
most probably, into monarchy in its absolute form as will be next
explained.
Such, indeed, is the repugnance between popular governments and force
or, to be more specific military power that the almost necessary
consequence of a resort to force, by such governments, in order to maintain
their authority, is, not only a change of their form, but a change into the
most opposite that of absolute monarchy. The two are the opposites of
each other. From the nature of popular governments, the control of its powers
is vested in the many; while military power, to be efficient, must be vested in
a single individual. When, then, the two parties, in governments of the
numerical majority, resort to force, in their struggle for supremacy, he who
commands the successful party will have the control of the government itself.
And, hence, in such contests, the party which may prevail, will usually find,
in the commander of its forces, a master, under whom the great body of the
community will be glad to find protection against the incessant agitation and
violent struggles of two corrupt factions looking only to power as the
means of securing to themselves the honors and emoluments of the government.
From the same cause, there is a like tendency in aristocratical to terminate
in absolute governments of the monarchical form; but by no means as strong,
because there is less repugnance between military power and aristocratical,
than between it and democratical governments.
A broader position may, indeed, be taken; viz., that there is a tendency, in
constitutional governments of every form, to degenerate into their respective
absolute forms; and, in all absolute governments, into that of the monarchical
form. But the tendency is much stronger in constitutional governments of the
democratic form to degenerate into their respective absolute forms, than in
either of the others; because, among other reasons, the distinction between the
constitutional and absolute forms of aristocratical and monarchical
governments, is far more strongly marked than in democratic governments. The
effect of this is, to make the different orders or classes in an aristocracy,
or monarchy, far more jealous and watchful of encroachment on their respective
rights; and more resolute and persevering in resisting attempts to concentrate
power in any one class or order. On the contrary, the line between the two
forms, in popular governments, is so imperfectly understood, that honest and
sincere friends of the constitutional form not unfrequently, instead of
jealously watching and arresting their tendency to degenerate into their
absolute forms, not only regard it with approbation, but employ all their
powers to add to its strength and to increase its impetus, in the vain hope of
making the government more perfect and popular. The numerical majority,
perhaps, should usually be one of the elements of a constitutional democracy;
but to make it the sole element, in order to perfect the constitution and make
the government more popular, is one of the greatest and most fatal of political
errors.
Among the other advantages which governments of the concurrent have over
those of the numerical majority and which strongly illustrates their
more popular character, is that they admit, with safety, a much greater
extension of the right of suffrage. It may be safely extended in such
governments to universal suffrage: that is to every male citizen of
mature age, with few ordinary exceptions; but it cannot be so far extended in
those of the numerical majority, without placing them ultimately under the
control of the more ignorant and dependent portions of the community. For, as
the community becomes populous, wealthy, refined, and highly civilized, the
difference between the rich and the poor will become more strongly marked; and
the number of the ignorant and dependent greater in proportion to the rest of
the community. With the increase of this difference, the tendency to conflict
between them will become stronger; and, as the poor and dependent become more
numerous in proportion, there will be, in governments of the numerical
majority, no want of leaders among the wealthy and ambitious, to excite and
direct them in their efforts to obtain the control.
The case is different in governments of the concurrent majority. There, mere
numbers have not the absolute control; and the wealthy and intelligent being
identified in interest with the poor and ignorant of their respective portions
or interests of the community, become their leaders and protectors. And hence,
as the latter would have neither hope nor inducement to rally the former in
order to obtain the control, the right of suffrage, under such a government,
may be safely enlarged to the extent stated, without incurring the hazard to
which such enlargement would expose governments of the numerical majority.
In another particular, governments of the concurrent majority have greatly
the advantage. I allude to the difference in their respective tendency, in
reference to dividing or uniting the community. That of the concurrent, as has
been shown, is to unite the community, let its interests be ever so diversified
or opposed; while that of the numerical is to divide it into two conflicting
portions, let its interests be, naturally, ever so united and identified.
That the numerical majority will divide the community, let it be ever so
homogeneous, into two great parties, which will be engaged in perpetual
struggles to obtain the control of the government, has already been
established. The great importance of the object at stake, must necessarily form
strong party attachments and party antipathies attachments on the part
of the members of each to their respective parties, through whose efforts they
hope to accomplish an object dear to all; and antipathies to the opposite
party, as presenting the only obstacle to success.
In order to have a just conception of their force, it must be taken into
consideration, that the object to be won or lost appeals to the strongest
passions of the human heart avarice, ambition, and rivalry. It is not
then wonderful, that a form of government, which periodically stakes all its
honors and emoluments, as prizes to be contended for, should divide the
community into two great hostile parties; or that party attachments, in the
progress of the strife, should become so strong among the members of each
respectively, as to absorb almost every feeling of our nature, both social and
individual; or that their mutual antipathies should be carried to such an
excess as to destroy, almost entirely, all sympathy between them, and to
substitute in its place the strongest aversion. Nor is it surprising, that
under their joint influence, the community should cease to be the common centre
of attachment, or that each party should find that centre only in itself. It is
thus, that, in such governments, devotion to party becomes stronger than
devotion to country the promotion of the interests of party more
important than the promotion of the common good of the whole, and its triumph
and ascendency, objects of far greater solicitude, than the safety and
prosperity of the community. It is thus, also, that the numerical majority, by
regarding the community as a unit, and having, as such, the same interests
throughout all its parts, must, by its necessary operation, divide it into two
hostile parts, waging, under the forms of law, incessant hostilities against
each other.
The concurrent majority, on the other hand, tends to unite the most opposite
and conflicting interests, and to blend the whole in one common attachment to
the country. By giving to each interest, or portion, the power of
self-protection, all strife and struggle between them for ascendency, is
prevented; and, thereby, not only every feeling calculated to weaken the
attachment to the whole is suppressed, but the individual and the social
feelings are made to unite in one common devotion to country. Each sees and
feels that it can best promote its own prosperity by conciliating the goodwill,
and promoting the prosperity of the others. And hence, there will be diffused
throughout the whole community kind feelings between its different portions;
and, instead of antipathy, a rivalry amongst them to promote the interests of
each other, as far as this can be done consistently vith the interest of all.
Under the combined influence of these causes, the interests of each would be
merged in the common interests of the whole; and thus, the community would
become a unit, by becoming the common centre of attachment of all its parts.
And hence, instead of faction, strife, and struggle for party ascendency, there
would be patriotism, nationality, harmony, and a struggle only for supremacy in
promoting the common good of the whole.
But the difference in their operation, in this respect, would not end here.
Its effects would be as great in a moral, as I have attempted to show they
could be in a political point of view. Indeed, public and private morals are so
nearly allied, that it would be difficult for it to be otherwise. That which
corrupts and debases the community, politically, must also corrupt and debase
it morally. The same cause, which, in governments of the numerial majority,
gives to party attachments and antipathies such force, as to place party
triumph and ascendency above the safety and prosperity of the community, will
just as certainly give them sufficient force to overpower all regard for truth,
justice, sincerity, and moral obligations of every descripion. It is,
accordingly, found that in the violent strifes between parties for the high and
glittering prize of governmental honors and emoluments falsehood,
injustice, fraud, artifice, slander, and breach of faith, are freely resorted
to, as legitimate weapons followed by all their corrupting and debasing
influences.
In the government of the concurrent majority, on the contrary, the same
cause which prevents such strife, as the means of obtaining power, and which
makes it the interest of each portion to conciliate and promote the interests
of the others, would exert a powerful influence towards purifying and elevating
the character of the government and the people, morally, as well as
politically. The means of acquiring power or, more correctly, influence
in such governments, would be the reverse. Instead of the vices, by
which it is acquired in that of the numerical majority, the opposite virtues
truth, justice, integrity, fidelity, and all others, by which respect
and confidence are inspired, would be the most certain and effectual means of
acquiring it.
Nor would the good effects resulting thence be confined to those who lake an
active part in political affairs. They would extend to the whole community. For
of all the causes which contribute to form the character of a people, those by
which power, influence, and standing in the government are most certainly and
readily obtained, are, by far, the most powerful. These are the objects most
eagerly sought of all others by the talented and aspiring; and the possession
of which commands the greatest respect and admiration. But, just in proportion
to this respect and admiration will be their appreciation by those, whose
energy, intellect, and position in society, are calculated to exert the
greatest influence in forming the character of a people. If knowledge, wisdom,
patriotism, and virtue, be the most certain means of acquiring them, they will
be most highly appreciated and assiduously cultivated; and this would cause
them to become prominent traits in the character of the people. But if, on the
contrary, cunning, fraud, treachery, and party devotion be the most certain,
they will be the most highly prized, and become marked features in their
character. So powerful, indeed, is the operation of the concurrent majority, in
this respect, that, if it were possible for a corrupt and degenerate community
to establish and maintain a well-organized government of the kind, it would of
itself purify and regenerate them; while, on the other hand, a government based
wholly on the numerical majority, would just as certainly corrupt and debase
the most patriotic and virtuous people. So great is their difference in this
respect, that, just as the one or the other element predominates in the
construction of any government, in the same proportion will the character of
the government and the people rise or sink in the scale of patriotism and
virtue. Neither religion nor education can counteract the strong tendency of
the numerical majority to corrupt and debase the people.
If the two be compared, in reference to the ends for which government is
ordained, the superiority of the government of the concurrent majority will not
be less striking. These, as has been stated, are twofold; to protect, and to
perfect society. But to preserve society, it is necessary to guard the
community against injustice, violence, and anarchy within, and against attacks
from without. If it fail in either, it would fail in the primary end of
government, and would not deserve the name.
To perfect society, it is necessary to develop the faculties, intellectual
and moral, with which man is endowed. But the main spring to their development,
and, through this, to progress, improvement and civilization, with all their
blessings, is the desire of individuals to better their condition. For, this
purpose, liberty and security are indispensable. Liberty leaves each free to
pursue the course he may deem best to promote his interest and happiness, as
far as it may be compatible with the primary end for which government is
ordained while security gives assurance to each, that he shall not be
deprived of the fruits of his exertions to better his condition. These
combined, give to this desire the strongest impulse of which it is susceptible.
For, to extend liberty beyond the limits assigned, would be to weaken the
government and to render it incompetent to fulfil its primary end the
protection of society against dangers, internal and external. The effect of
this would be, insecurity; and, of insecurity to weaken the impulse of
individuals to better their condition, and thereby retard progress and
improvement. On the other hand, to extend the powers of the government, so as
to contract the sphere assigned to liberty, would have the same effect, by
disabling individuals in their efforts to better their condition.
Herein is to be found the principle which assigns to power and liberty their
proper spheres, and reconciles each to the other under all circumstances. For,
if power be necessary to secure to liberty the fruits of its exertions,
liberty, in turn, repays power with interest, by increased population, wealth,
and other advantages, which progress and improvement bestow on the community.
By thus assigning to each its appropriate sphere, all conflicts between them
cease; and each is made to cooperate with and assist the other, in
fulfilling the great ends for which government is ordained.
But the principle, applied to different communities, will assign to them
different limits. It will assign a larger sphere to power and a more contracted
one to liberty, or the reverse, according to circumstances. To the former,
there must ever be allotted, under all circumstances, a sphere sufficiently
large to protect the community against danger from without and violence and
anarchy within. The residuum belongs to liberty. More cannot be safely or
rightly allotted to it.
But some communities require a far greater amount of power than others to
protect them against anarchy and external dangers; and, of course, the sphere
of liberty in such, must be proportionally contracted. The causes calculated to
enlarge the one and contract the other, are numerous and various. Some are
physical such as open and exposed frontiers, surrounded by powerful and
hostile neighbors. Others are moral such as the different degrees of
intelligence, patriotism, and virtue among the mass of the community, and their
experience and proficiency in the art of selfgovernment. Of these, the
moral are, by far, the most influential. A community may possess all the
necessary moral qualifications, in so high a degree, as to be capable of
self-government under the most adverse circumstances; while, on the other hand,
another may be so sunk in ignorance and vice, as to be incapable of forming a
conception of liberty, or of living, even when most favored by circumstances,
under any other than an absolute and despotic government.
The principle, in all communities, according to these numerous and various
causes, assigns to power and liberty their proper spheres. To allow to liberty,
in any case, a sphere of action more extended than this assigns, would lead to
anarchy; and this, probably, in the end, to a contraction instead of an
enlargement of its sphere. Liberty, then, when forced on a people unfit for it,
would, instead of a blessing, be a curse; as it would, in its reaction, lead
directly to anarchy the greatest of all curses. No people, indeed, can
long enjoy more liberty than that to which their situation and advanced
intelligence and morals fairly entitle them. If more than this be allowed, they
must soon fall into confusion and disorder to be followed, if not by
anarchy and despotism, by a change to a form of government more simple and
absolute; and, therefore, better suited to their condition. And hence, although
it may be true, that a people may not have as much liberty as they are fairly
entitled to, and are capable of enjoying yet the reverse is questionably
true that no people can long possess more than they are fairly entitled
to.
Liberty, indeed, though among the greatest of blessings, is not so great as
that of protection; inasmuch, as the end of the former is the progress and
improvement of the race while that of the latter is its preservation and
perpetuation. And hence, when the two come into conflict, liberty must, and
ever ought, to yield to protection; as the existence of the race is of greater
moment than its improvement.
It follows, from what has been stated, that it is a great and dangerous
error to suppose that all people are equally entitled to liberty. It is a
reward to be earned, not a blessing to be gratuitously lavished on all alike
a reward reserved for the intelligent, the patriotic, the virtuous and
deserving and not a boon to be bestowed on a people too ignorant,
degraded and vicious, to be capable either of appreciating or of enjoying it.
Nor is it any disparagement to liberty, that such is, and ought to be the case.
On the contrary, its greatest praise its proudest distinction is, that
an all-wise Providence has reserved it, as the noblest and highest reward for
the development of our faculties, moral and intellectual. A reward more
appropriate than liberty could not be conferred on the deserving nor a
punishment inflicted on the undeserving more just, than to be subject to
lawless and despotic rule. This dispensation seems to be the result of some
fixed law and every effort to disturb or defeat it, by attempting to
elevate a people in the scale of liberty, above the point to which they are
entitled to rise, must ever prove abortive, and end in disappointment. The
progress of a people rising from a lower to a higher point in the scale of
liberty, is necessarily slow and by attempting to precipitate, we either
retard, or permanently defeat it.
There is another error, not less great and dangerous, usually associated
with the one which has just been considered. I refer to the opinion, that
liberty and equality are so intimately united, that liberty cannot be perfect
without perfect equality.
That they are united to a certain extent and that equality of
citizens, in the eyes of the law, is essential to liberty in a popular
government, is conceded. But to go further, and make equality of condition
essential to liberty, would be to destroy both liberty and progress. The
reason is, that inequality of condition, while it is a necessary consequence of
liberty, is, at the same time, indispensable to progress. In order to
understand why this is so, it is necessary to bear in mind, that the main
spring to progress is, the desire of individuals to better their condition; and
that the strongest impulse which can be given to it is, to leave individuals
free to exert themselves in the manner they may deem best for that purpose, as
far at least as it can be done consistently with the ends for which government
is ordained and to secure to all the fruits of their exertions. Now, as
individuals differ greatly from each other, in intelligence, sagacity, energy,
perseverance, skill, habit of industry and economy, physical power, position
and opportunity the necessary effect of leaving all free to exert
themselves to better their condition, must be a corresponding inequality
between those who may possess these qualities and advantages in a high degree,
and those who may be deficient in them. The only means by which this result can
be prevented are, either to impose such restrictions on the exertions of those
who may possess them in a high degree, as will place them on a level with those
who do not; or to deprive them of the fruits of their exertions. But to impose
such restrictions on them would be destructive of liberty while, to
deprive them of the fruits of their exertions, could be to destroy the desire
of bettering their condition. It is, indeed, his inequality of condition
between the front and rear ranks, in the march of progress, which gives so
strong an impulse to the former to maintain their position, and to the latter
to press forward into their files. This gives to progress its greatest impulse.
To force the front rank back to the rear, or attempt to push forward the rear
into line with the front, by the interposition of the government, would put an
end to the impulse, and effectually arrest the march of progress.
These great and dangerous errors have their origin in the prevalent opinion
that all men are born free and equal than which nothing can be more
unfounded and false. It rests upon the assumption of a fact, which is contrary
to universal observation, in whatever light it may be regarded. It is, indeed,
difficult to explain how an opinion so destitute of all sound season, ever
could have been so extensively entertained, unless we regard it as being
confounded with another, which has some semblance of truth but which,
when properly understood, is not less false and dangerous. I defer to the
assertion, that all men are equal in the state of nature; meaning, by a state
of nature, a state of individuality, supposed to have existed prior to the
social and political state; and in which men lived apart and independent of
each other. If such a state ever did exist, all men would save been, indeed,
free and equal in it; that is, free to do as they pleased, and exempt from the
authority or control of others as, by supposition, it existed anterior
to society and government. But such a state is purely hypothetical. It never
did, nor can exist; as it is inconsistent with the preservation and
perpetuation of the race. It is, therefore, a great misnomer to call it the
state of nature. Instead of being the natural state of man, it is, of all
conceivable states, the most opposed to his nature most repugnant to his
feelings, and most incompatible with his wants. His natural state is, the
social and political the one for which his Creator made him, and the
only one in which he can preserve and perfect his race. As, then, there never
was such a state as the, so-called, state of nature, and never can be, it
follows, that men, instead of being born in it, are born in the social and
political state; and of course, instead of being born free and equal, are born
subject, not only to parental authority, but to the laws and institutions of
the country where born, and under whose protection they draw their first
breath. With these remarks, I return from this digression, to resume the thread
of the discourse.
It follows, from all that has been said, that the more perfectly a
government combines power and liberty that is, the greater its power and
the more enlarged and secure the liberty of individuals, the more perfectly it
fulfills the ends for which government is ordained. To show, then, that the
government of the concurrent majority is better calculated to fulfill them than
that of the numerical, it is only necessary to explain why the former is better
suited to combine a higher degree of power and a wider scope of liberty than
the latter. I shall begin with the former.
The concurrent majority, then, is better suited to enlarge and secure the
bounds of liberty, because it is better suited to prevent government from
passing beyond its proper limits, and to restrict it to its primary end
the protection of the community. But in doing this, it leaves, necessarily, all
beyond it open and free to individual exertions; and thus enlarges and secures
the sphere of liberty to the greatest extent which the condition of the
community will admit, as has been explained. The tendency of government to pass
beyond its proper limits is what exposes liberty to danger, and renders it
insecure; and it is the strong counteraction of governments of the concurrent
majority to this tendency which makes them so favorable to liberty. On the
contrary, those of the numerical, instead of opposing and counteracting this
tendency, add to it increased strength, in consequence of the violent party
struggles incident to them, as has been fully explained. And hence their
encroachments on liberty, and the danger to which it is exposed under such
governments.
So great, indeed, is the difference between the two in this respect, that
liberty is little more than a name under all governments of the absolute form,
including that of the numerical majority; and can only have a secure and
durable existence under those of the concurrent or constitutional form.
The latter, by giving to each portion of the community which may be
unequally affected by its action, a negative on the others, prevents all
partial or local legislation, and restricts its action to such measures as are
designed for the protection and the good of the whole. In doing this, it
secures, at the same time, the rights and liberty of the people, regarded
individually; as each portion consists of those who, whatever may be the
diversity of interests among themselves, have the same interest in reference to
the action of the government.
Such being the case, the interest of each individual may be safely confided
to the majority, or voice of his portion, against that of all others, and, of
course, the government itself. It is only through an organism which vests each
with a negative, in some one form or another, that those who have like
interests in preventing the government from passing beyond its proper sphere,
and encroaching on the rights and liberty of individuals, can cooperate
peaceably and effectually in resisting the encroachments of power, and thereby
preserve their rights and liberty. Individual resistance is too feeble, and the
difficulty of concert and co-operation too great, unaided by such an organism,
to oppose, successfully, the organized power of government, with all the means
of the community at its disposal; especially in populous countries of great
extent, where concert and co-operation are almost impossible. Even when the
oppression of the government comes to be too great to be borne, and force is
resorted to in order to overthrow it, the result is rarely ever followed by the
establishment of liberty. The force sufficient to overthrow an oppressive
government is usually sufficient to establish one equally, or more, oppressive
in its place. And hence, in no governments, except those that rest on the
principle of the concurrent or constitutional majority, can the people guard
their liberty against power; and hence, also, when lost, the great difficulty
and uncertainty of regaining it by force.
It may be further affirmed, that, being more favorable to the enlargement
and security of liberty, governments of the concurrent, must necessarily be
more favorable to progress, development, improvement, and civilization
and, of course, to the increase of power which results from, and depends on
these, than those of the numerical majority. That it is liberty which gives to
them their greatest impulse, has already been shown; and it now remains to
show, that these, in turn, contribute greatly to the increase of power.
In the earlier stages of society, numbers and individual prowess constituted
the principal elements of power. In a more advanced stage, when communities had
passed from the barbarous to the civilized state, discipline, strategy, weapons
of increased power, and money as the means of meeting increased expense
became additional and important elements. In this stage, the effects of
progress and improvement on the increase of power, began to be disclosed; but
still numbers and personal prowess were sufficient, for a long period, to
enable barbarous nations to contend successfully with the civilized and,
in the end, to overpower them as the pages of history abundantly
testify. But a more advanced progress, with its numerous inventions and
improvements, has furnished new and far more powerful and destructive
implements of offence and defence, and greatly increased the intelligence and
wealth, necessary to engage the skill and meet the increased expense required
for their construction and application to purposes of war. The discovery of
gunpowder, and the use of steam as an impelling force, and their application to
military purposes, have for ever settled the question of ascendency between
civilized and barbarous communities, in favor of the former. Indeed, these,
with other improvements, belonging to the present state of progress, have given
to communities the most advanced, a superiority over those the least so, almost
as great as that of the latter over the brute creation. And among the
civilized, the same causes have decided the question of superiority, where
other circumstances are nearly equal, in favor of those whose governments have
given the greatest impulse to development, progress, and improvement; that is,
to those whose liberty is the largest and best secured. Among these, England
and the United States afford striking examples, not only of the effects of
liberty in increasing power, but of the more perfect adaptation of governments
founded on the principle of the concurrent, or constitutional majority, to
enlarge and secure liberty. They are both governments of this description, as
will be shown hereafter.
But in estimating the power of a community, moral, as well as physical
causes, must be taken into the calculation; and in estimating the effects of
liberty on power, it must not be overlooked, that it is, in itself, an
important agent in augmenting the force of moral, as well as of physical power.
It bestows on a people elevation, self-reliance, energy, and enthusiasm; and
these combined, give to physical power a vastly augmented and almost
irresistible impetus.
These, however, are not the only elements of moral power. There are others,
and among them harmony, unanimity, devotion to country, and a disposition to
elevate to places of trust and power, those who are distinguished for wisdom
and experience. These, when the occasion requires it, will, without compulsion,
and from their very nature, unite and put forth the entire force of the
community in the most efficient manner, without hazard to its institutions or
its liberty.
All these causes combined, give to a community its maximum of power. Either
of them, without the other, would leave it comparatively feeble. But it cannot
be necessary, after what has been stated, to enter into any further explanation
or argument in order to establish the superiority of governments of the
concurrent majority over the numerical, in developing the great elements of
moral power. So vast is this superiority, that the one, by its operation,
necessarily leads to their development, while the other as necessarily prevents
it as has been fully shown.
Such are the many and striking advantages of the concurrent over the
numerical majority. Against the former but two objections can be made. The one
is, that it is difficult of construction, which has already been sufficiently
noticed; and the other, that it would be impracticable to obtain the
concurrence of conflicting interests, where they were numerous and diversified;
or, if not, that the process for this purpose, would be too tardy to meet, with
sufficient promptness, the many and dangerous emergencies, to which all
communities are exposed. This objection is plausible; and deserves a fuller
notice than it has yet received.
The diversity of opinion is usually so great, on almost all questions of
policy, that it is not surprising, on a slight view of the subject, it should
be thought impracticable to bring the various conflicting interests of a
community to unite on any one line of policy or, that a government,
founded on such a principle, would be too slow in its movements and too weak in
its foundation to succeed in practice. But, plausible as it may seem at the
first glance, a more deliberate view will show, that this opinion is erroneous.
It is true, that, when there is no urgent necessity, it is difficult to bring
those who differ, to agree on any one line of action. Each will naturally
insist on taking the course he may think best and, from pride of
opinion, will be unwilling to yield to others. But the case is different when
there is an urgent necessity to unite on some common course of action, as
reason and experience both prove. When something must be done and when
it can be done only by the united consent of all the necessity of the
case will force to a compromise be the cause of that necessity what it
may. On all questions of acting, necessity, where it exists, is the overruling
motive; and where, in such cases, compromise among the parties is an
indispensable condition to acting, it exerts an overruling influence in
predisposing them to acquiesce in some one opinion or course of action.
Experience furnishes many examples in confirmation of this important truth.
Among these, the trial by jury is the most familiar, and on that account, will
be selected for illustration.
In these, twelve individuals, selected without discrimination, must
unanimously concur in opinion under the obligations of an oath to find a
true verdict, according to law and evidence; and this, too, not unfrequently
under such great difficulty and doubt, that the ablest and most experienced
judges and advocates differ in opinion, after careful examination. And yet, as
impracticable as this mode of trial would seem to a superficial observer, it is
found, in practice, not only to succeed, but to be the safest, the wisest and
the best that human ingenuity has ever devised. When closely investigated, the
cause will be found in the necessity, under which the jury is placed, to agree
unanimously, in order to find a verdict. This necessity acts as the
predisposing cause of concurrence in some common opinion; and with such
efficacy, that a jury rarely fails to find a verdict.
Under its potent influence, the jurors take their seats with the disposition
to give a fair and impartial hearing to the arguments on both sides meet
together in the jury-room not as disputants, but calmly to hear the
opinions of each other, and to compare and weigh the arguments on which they
are founded and, finally, to adopt that which, on the whole, is thought
to be true. Under the influence of this disposition to harmonize, one
after another falls into the same opinion, until unanimity is obtained. Hence
its practicability and hence, also, its peculiar excellence. Nothing,
indeed, can be more favorable to the success of truth and justice, than this
predisposing influence caused by the necessity of being unanimous. It is so
much so, as to compensate for the defect of legal knowledge, and a high degree
of intelligence on the part of those who usually compose juries. If the
necessity of unanimity were dispensed with, and the finding of a jury made to
depend on a bare majority, jury trial, instead of being one of the greatest
improvements in the judicial department of government, would be one of the
greatest evils that could be inflicted on the community. It would be, in such
case, the conduit through which all the factious feelings of the day would
enter and contaminate justice at its source.
But the same cause would act with still greater force in predisposing the
various interests of the community to agree in a well-organized government,
founded on the concurrent majority. The necessity for unanimity, in order to
keep the government in motion, would be far more urgent, and would act under
circumstances still more favorable to secure it. It would be superfluous, after
what has been stated, to add other reasons in order to show that no necessity,
physical or moral, can be more imperious than that of government. It is so much
so that, to suspend its action altogether, even for an inconsiderable period,
would subject the community to convulsions and anarchy. But in governments of
the concurrent majority such fatal consequences can only be avoided by the
unanimous concurrence or acquiescence of the various portions of the community.
Such is the imperious character of the necessity which impels to compromise
under governments of this description.
But to have a just conception of the overpowering influence it would exert,
the circumstances under which it would act must be taken into consideration.
These will be found, on comparison, much more favorable than those under which
juries act. In the latter case there is nothing besides the necessity of
unanimity in finding a verdict, and the inconvenience to which they might be
subjected in the event of division, to induce juries to agree, except the love
of truth and justice, which, when not counteracted by some improper motive or
bias, more or less influences all, not excepting the most depraved. In the case
of governments of the concurrent majority, there is, besides these, the love of
country, than which, if not counteracted by the unequal and oppressive action
of government, or other causes, few motives exert a greater sway. It
comprehends, indeed, within itself, a large portion both of our individual and
social feelings; and, hence, its almost boundless control when left free to
act. But the government of the concurrent majority leaves it free, by
preventing abuse and oppression, and, with them, the whole train of feelings
and passions which lead to discord and conflict between different portions of
the community. Impelled by the imperious necessity of preventing the suspension
of the action of government, with the fatal consequences to which it would
lead, and by the strong additional impulse derived from an ardent love of
country, each portion would regard the sacrifice it might have to make by
yielding its peculiar interest to secure the common interest and safety of all,
including its own, as nothing compared to the evils that would be inflicted on
all, including its own, by pertinaciously adhering to a different line of
action. So powerful, indeed, would be the motives for concurring, and, under
such circumstances, so weak would be those opposed to it, the wonder would be,
not that there should, but that there should not be a compromise.
But to form a juster estimate of the full force of this impulse to
compromise, there must be added that, in governments of the concurrent
majority, each portion, in order to advance its own peculiar interests, would
have to conciliate all others, by showing a disposition to advance theirs; and,
for this purpose, each would select those to represent it, whose wisdom,
patriotism, and weight of character, would command the confidence of the
others. Under its influence and with representatives so well qualified
to accomplish the object for which they were selected the prevailing
desire would be, to promote the common interests of the whole; and, hence, the
competition would be, not which should yield the least to promote the common
good, but which should yield the most. It is thus, that concession would cease
to be considered a sacrifice would become a free-will offering on the
altar of the country, and lose the name of compromise. And herein is to be
found the feature, which distinguishes governments of the concurrent majority
so strikingly from those of the numerical. In the latter, each faction, in the
struggle to obtain the control of the government, elevates to power the
designing, the artful, and unscrupulous, who, in their devotion to party
instead of aiming at the good of the whole aim exclusively at securing
the ascendency of party.
When traced to its source, this difference will be found to originate in the
fact, that, in governments of the concurrent majority, individual feelings are,
from its organism, necessarily enlisted on the side of the social, and made to
unite with them in promoting the interests of the whole, as the best way of
promoting the separate interests of each; while, in those of the numerical
majority, the social are necessarily enlisted on the side of the individual,
and made to contribute to the interest of parties, regardless of that of the
whole. To effect the former to enlist the individual on the side of the
social feelings to promote the good of the whole, is the greatest possible
achievement of the science of government; while, to enlist the social on the
side of the individual to promote the interest of parties at the expense of the
good of the whole, is the greatest blunder which ignorance can possibly commit.
To this, also, may be referred the greater solidity of foundation on which
governments of the concurrent majority repose. Both, ultimately, rest on
necessity; for force, by which those of the numerical majority are upheld, is
only acquiesced in from necessity; a necessity not more imperious, however,
than that which compels the different portions, in governments of the
concurrent majority, to acquiesce in compromise. There is, however, a great
difference in the motive, the feeling, the aim, which characterize the act in
the two cases. In the one, it is done with that reluctance and hostility ever
incident to enforced submission to what is regarded as injustice and
oppression; accompanied by the desire and purpose to seize on the first
favorable opportunity for resistance but in the other, willingly and
cheerfully, under the impulse of an exalted patriotism, impelling all to
acquiesce in whatever the common good requires.
It is, then, a great error to suppose that the government of the concurrent
majority is impracticable or that it rests on a feeble foundation.
History furnishes many examples of such governments and among them, one,
in which the principle was carried to an extreme that would be thought
impracticable, had it never existed. I refer to that of Poland. In this it was
carried to such an extreme that, in the election of her kings, the concurrence
or acquiescence of every individual of the nobles and gentry present, in an
assembly numbering usually from one hundred and fifty to two hundred thousand,
was required to make a choice; thus giving to each individual a veto on his
election. So, likewise, every member of her Diet (the supreme legislative body)
consisting of the king, the senate, bishops and deputies of the nobility and
gentry of the palatinates, possessed a veto on all its proceedings thus
making an unanimous vote necessary to enact a law, or to adopt any measure
whatever. And, as if to carry the principle to the utmost extent, the veto of a
single member not only defeated the particular bill or measure in question, but
prevented all others, passed during the session, from taking effect. Further,
the principle could not be carried. It, in fact, made every individual of the
nobility and gentry, a distinct element in the organism or, to vary the
expression, made him an Estate of the kingdom. And yet this government
lasted, in this form, more than two centuries; embracing the period of Poland's
greatest power and renown. Twice, during its existence, she protected
Christendom, when in great danger, by defeating the Turks under the walls of
Vienna, and permanently arresting thereby the tide of their conquests westward.
It is true her government was finally subverted, and the people subjugated,
in consequence of the extreme to which the principle was carried; not, however,
because of its tendency to dissolution from weakness, but from the
facility it afforded to powerful and unscrupulous neighbors to control, by
their intrigues, the election of her kings. But the fact, that a government, in
which the principle was carried to the utmost extreme, not only existed, but
existed for so long a period, in great power and splendor, is proof conclusive
both of its practicability and its compatibility with the power and permanency
of government.
Another example, not so striking indeed, but yet deserving notice, is
furnished by the government of a portion of the aborigines of our own country.
I refer to the Confederacy of the Six Nations, who inhabited what now is called
the western portion of the State of New York. One chief delegate, chosen by
each nation associated with six others of his own selection and
making, in all, forty-two members constituted their federal, or general
government. When met, they formed the council of the union and discussed
and decided all questions relating to the common welfare. As in the Polish
Diet, each member possessed a veto on its decision; so that nothing could be
done without the united consent of all. But this, instead of making the
Confederacy weak, or impracticable, had the opposite effect. It secured harmony
in council and action, and with them a great increase of power. The Six
Nations, in consequence, became the most powerful of all the Indian tribes
within the limits of our country. They carried their conquest and authority far
beyond the country they originally occupied.
I pass by, for the present, the most distinguished of all these examples
the Roman Republic where the veto, or negative power, was
carried, not indeed to the same extreme as in the Polish government, but very
far, and with great increase of power and stability as I shall show more
at large hereafter.
It may be thought and doubtless many have supposed, that the defects
inherent in the government of the numerical majority may be remedied by a free
press, as the organ of public opinion especially in the more advanced
stage of society so as to supersede the necessity of the concurrent
majority to counteract its tendency to oppression and abuse of power. It is not
my aim to detract from the importance of the press, nor to underestimate the
great power and influence which it has given to public opinion. On the
contrary, I admit these are so great, as to entitle it to be considered a new
and important political element. Its influence is, at the present day, on the
increase; and it is highly probable that it may, in combination with the causes
which have contributed to raise it to its present importance, effect, in time,
great changes social and political. But, however important its present
influence may be, or may hereafter become or, however great and
beneficial the changes to which it may ultimately lead, it can never counteract
the tendency of the numerical majority to the abuse of power nor
supersede the necessity of the concurrent, as an essential element in the
formation of constitutional governments. These it cannot effect for two
reasons, either of which is conclusive.
The one is, that it cannot change that principle of our nature, which makes
constitutions necessary to prevent government from abusing its powers
and government necessary to protect and perfect society.
Constituting, as this principle does, an essential part of our nature
no increase of knowledge and intelligence, no enlargement of our sympathetic
feelings, no influence of education, or modification of the condition of
society can change it. But so long as it shall continue to be an essential part
of our nature, so long will government be necessary; and so long as this
continues to be necessary, so long will constitutions, also, be necessary to
counteract its tendency to the abuse of power and so long must the
concurrent majority remain an essential element in the formation of
constitutions. The press may do much by giving impulse to the progress
of knowledge and intelligence, to aid the cause of education, and to bring
about salutary changes in the condition of society. These, in turn, may do much
to explode political errors to teach how governments should be
constructed in order to fulfill their ends; and by what means they can be best
preserved, when so constructed. They may, also, do much to enlarge the social,
and to restrain the individual feelings and thereby to bring about a
state of things, when far less power will be required by governments to guard
against internal disorder and violence, and external danger; and when, of
course, the sphere of power may be greatly contracted and that of liberty
proportionally enlarged. But all this would not change the nature of man; nor
supersede the necessity of government. For so long as government exists, the
possession of its control, as the means of directing its action and dispensing
its honors and emoluments, will be an object of desire. While this continues to
be the case, it must, in governments of the numerical majority, lead to party
struggles; and, as has been shown, to all the consequences, which necessarily
follow in their train, and, against which, the only remedy is the concurrent
majority.
The other reason is to be found in the nature of the influence, which the
press politically exercises.
It is similar, in most respects, to that of suffrage. They are, indeed, both
organs of public opinion. The principal difference is, that the one has much
more agency in forming public opinion, while the other gives a more authentic
and authoritative expression to it. Regarded in either light, the press cannot,
of itself, guard any more against the abuse of power, than suffrage; and for
the same reason.
If what is called public opinion were always the opinion of the whole
community, the press would, as its organ, be an effective guard against the
abuse of power, and supersede the necessity of the concurrent majority; just as
the right of suffrage would do, where the community, in reference to the action
of government, had but one interest. But such is not the case. On the contrary,
what is called public opinion, instead of being the united opinion of the whole
community, is, usually, nothing more than the opinion or voice of the strongest
interest, or combination of interests; and, not unfrequently, of a small, but
energetic and active portion of the whole. Public opinion, in relation to
government and its policy, is as much divided and diversified, as are the
interests of the community; and the press, instead of being the organ of the
whole, is usually but the organ of these various and diversified interests
respectively; or, rather, of the parties growing out of them. It is used by
them as the means of controlling public opinion, and of so moulding it, as to
promote their peculiar interests, and to aid in carrying on the warfare of
party. But as the organ and instrument of parties, in governments of the
numerical majority, it is as incompetent as suffrage itself, to counteract the
tendency to oppression and abuse of power and can, no more than that,
supersede the necessity of the concurrent majority. On the contrary, as the
instrument of party warfare, it contributes greatly to increase party
excitement, and the violence and virulence of party struggles; and, in the same
degree, the tendency to oppression and abuse of power. Instead, then, of
superseding the necessity of the concurrent majority, it increases it, by
increasing the violence and force of party feelings in like manner as
party caucuses and party machinery; of the latter of which, indeed, it forms an
important part.
In one respect, and only one, the government of the numerical majority has
the advantage over that of the concurrent, if, indeed, it can be called an
advantage. I refer to its simplicity and facility of construction. It is simple
indeed, wielded, as it is, by a single power the will of the greater
number and very easy of construction. For this purpose, nothing more is
necessary than universal suffrage, and the regulation of the manner of voting,
so as to give to the greater number the supreme control over every department
of government.
But, whatever advantages simplicity and facility of construction may give
it, the other forms of absolute government possess them in a still higher
degree. The construction of the government of the numerical majority, simple as
it is, requires some preliminary measures and arrangements; while the others,
especially the monarchical, will, in its absence, or where it proves
incompetent, force themselves on the community. And hence, among other reasons,
the tendency of all governments is, from the more complex and difficult of
construction, to the more simple and easily constructed; and, finally, to
absolute monarchy, as the most simple of all. Complexity and difficulty of
construction, as far as they form objections, apply, not only to governments of
the concurrent majority of the popular form, but to constitutional governments
of every form. The least complex, and the most easily constructed of them, are
much more complex and difficult of construction than any one of the absolute
forms. Indeed, so great has been this difficulty, that their construction has
been the result, not so much of wisdom and patriotism, as of favorable
combinations of circumstances. They have, for the most part, grown out of the
struggles between conflicting interests, which, from some fortunate turn, have
ended in a compromise, by which both parties have been admitted, in some one
way or another, to have a separate and distinct voice in the government. Where
this has not been the case, they have been the product of fortunate
circumstances, acting in conjunction with some pressing danger, which forced
their adoption, as the only means by which it could be avoided. It would seem
that it has exceeded human sagacity deliberately to plan and construct
constitutional governments, with a full knowledge of the principles on which
they were formed; or to reduce them to practice without the pressure of some
immediate and urgent necessity. Nor is it surprising that such should be the
case; for it would seem almost impossible for any man, or body of men, to be so
profoundly and thoroughly acquainted with the people of any community which has
made any considerable progress in civilization and wealth, with all the
diversified interests ever accompanying them, as to be able to organize
constitutional governments suited to their condition. But, even were this
possible, it would be difficult to find any community sufficiently enlightened
and patriotic to adopt such a government, without the compulsion of some
pressing necessity. A constitution, to succeed, must spring from the bosom of
the community, and be adapted to the intelligence and character of the people,
and all the multifarious relations, internal and external, which distinguish
one people from another. If it do not, it will prove, in practice, to be, not a
constitution, but a cumbrous and useless machine, which must be speedily
superseded and laid aside, for some other more simple, and better suited to
their condition.
It would thus seem almost necessary that governments should commence in some
one of the simple and absolute forms, which, however well suited to the
community in its earlier stages, must, in its progress, lead to oppression and
abuse of power, and, finally, to an appeal to force to be succeeded by a
military despotism unless the conflicts to which it leads should be
fortunately adjusted by a compromise, which will give to the respective parties
a participation in the control of the government; and thereby lay the
foundation of a constitutional government, to be afterwards matured and
perfected. Such governments have been, emphatically, the product of
circumstances. And hence, the difficulty of one people imitating the government
of another. And hence, also, the importance of terminating all civil conflicts
by a compromise, which shall prevent either party from obtaining complete
control, and thus subjecting the other.
Of the different forms of constitutional governments, the popular is the
most complex nd difficult of construction. It is, indeed, so difficult, that
ours, it is believed, may with truth be said to be the only one of a purely
popular character, of any considerable importance, that ever existed. The cause
is to be found in the fact, that, in the other two forms, society is arranged
in artificial orders or classes. Where these exist, the line of distinction
between them is so strongly marked as to throw into shade, or, otherwise, to
absorb all interests which are foreign to them respectively. Hence, in an
aristocracy, all interests are, politically, reduced to two the nobles
and the people; and in a monarchy, with a nobility, into three the
monarch, the nobles, and the people. In either case, they are so few that the
sense of each may be taken separately, through its appropriate organ, so as to
give to each a concurrent voice, and a negative on the other, through the usual
departments of the government, without making it too complex, or too tardy in
its movements to perform, with promptness and energy, all the necessary
functions of government.
The case is different in constitutional governments of the popular form. In
consequence of the absence of these artificial distinctions, the various
natural interests, resulting from diversity of pursuits, condition, situation
and character of different portions of the people and from the action of
the government itself rise into prominence, and struggle to obtain the
ascendency. They will, it is true, in governments of the numerical majority,
ultimately coalesce, and form two great parties; but not so closely as to lose
entirely their separate character and existence. These they will ever be ready
to re-assume, when the objects for which they coalesced are accomplished. To
overcome the difficulties occasioned by so great a diversity of interests, an
organism far more complex is necessary.
Another obstacle, difficult to be overcome, opposes the formation of popular
constitutional governments. It is much more difficult to terminate the
struggles between conflicting interests, by compromise, in absolute popular
governments, than in an aristocracy or monarchy.
In an aristocracy, the object of the people, in the ordinary struggle
between them and the nobles, is not, at least in its early stages, to overthrow
the nobility and revolutionize the government but to participate in its
powers. Notwithstanding the oppression to which they may be subjected, under
this form of government, the people commonly feel no small degree of respect
for the descendants of a long line of distinguished ancestors; and do not
usually aspire to more in opposing the authority of the nobles
than to obtain such a participation in the powers of the government, as will
enable them to correct its abuses and to lighten their burdens. Among the
nobility, on the other hand, it sometimes happens that there are individuals of
great influence with both sides, who have the good sense and patriotism to
interpose, in order to effect a compromise by yielding to the reasonable
demands of the people; and, thereby, to avoid the hazard of a final and
decisive appeal to force. It is thus, by a judicious and timely compromise, the
people, in such governments, may be raised to a participation in the
administration sufficient for their protection, without the loss of authority
on the part of the nobles.
In the case of a monarchy, the process is somewhat different. Where it is a
military despotism, the people rarely have the spirit or intelligence to
attempt resistance; or, if otherwise, their resistance must almost necessarily
terminate in defeat, or in a mere change of dynasty by the elevation of
their leader to the throne. It is different, where the monarch is surrounded by
an hereditary nobility. In a struggle between him and them, both (but
especially the monarch) are usually disposed to court the people, in order to
enlist them on their respective sides a state of things highly favorable
to their elevation. In this case, the struggle, if it should be long continued
without decisive results, would almost necessarily raise them to political
importance, and to a participation in the powers of the government.
The case is different in an absolute democracy. Party conflicts between the
majority and minority, in such governments, can hardly ever terminate in
compromise The object of the opposing minority is to expel the majority
from power; and of the majority to maintain their hold upon it. It is, on both
sides, a struggle for the whole a struggle that must determine which
shall be the governing, and which the subject party and, in character,
object and result, not unlike that between competitors for the sceptre in
absolute monarchies. Its regular course, as has been shown, is, excessive
violence an appeal to force followed by revolution and
terminating at last, in the elevation to supreme power of the general of the
successful party. And hence, among other reasons, aristocracies and monarchies
more readily assume the constitutional form than absolute popular governments.
Of the three different forms, the monarchical has heretofore been much the
most prevalent, and, generally, the most powerful and durable. This result is
doubtless to be attributed principally to the fact that, in its absolute form,
it is the most simple and easily constructed. And hence, as government is
indispensable, communities having too little intelligence to form or preserve
the others, naturally fall into this. It may also, in part, be attributed to
another cause, already alluded to; that, in its organism and character, it is
much more closely assimilated than either of the other two, to military power;
on which all absolute governments depend for support. And hence, also, the
tendency of the others, and of constitutional governments which have been so
badly constructed or become so disorganized as to require force to support them
to pass into military despotism that is, into monarchy in its
most absolute and simple form. And hence, again, the act, that revolutions in
absolute monarchies, end, almost invariably, in a change of dynasty and
not of the forms of the government; as is almost universally the case in the
other systems.
But there are, besides these, other causes of a higher character, which
contribute much to make monarchies the most prevalent, and, usually, the cost
durable governments. Among them, the leading one is, they are the most
susceptible of improvement that is, they can be more easily and readily
modified, so as to prevent, to a limited extent, oppression and abuse of power,
without assuming the constitutional form, in its strict sense. It slides,
almost naturally, into one of the most important modifications. I refer to
hereditary descent. When this becomes well defined and firmly established, the
community or kingdom, comes to be regarded by the sovereign as the hereditary
possession of his family a circumstance which tends strongly to identify
his interests with those of his subjects, and hereby, to mitigate the rigor of
the government. It gives, besides, great additional security to his person; and
prevents, in the same degree, not only the suspicion and hostile feelings
incident to insecurity but invites all those kindly feelings which
naturally spring up on both sides, between those whose interests are identified
when there is nothing to prevent it. And hence the strong feelings of
paternity on the side of the sovereign and of loyalty on that of his
subjects, which are often exhibited in such governments.
There is another improvement of which it is readily susceptible, nearly
allied to the preceding. The hereditary principle not unfrequently extends to
other families especially to those of the distinguished chieftains, by
whose aid the monarchy was established, when it originates in conquest. When
this is the case and a powerful body of hereditary nobles surround the
sovereign, they oppose a strong resistance to his authority, and he to theirs
tending to the advantage and security of the people. Even when they do
not succeed in obtaining a participation in the powers of the government, they
usually acquire sufficient weight to be felt and respected. From this state of
things, such governments usually, in time, settle down on some fixed rules of
action, which the sovereign is compelled to respect, and by which increased
protection and security are acquired by all. It was thus the enlightened
monarchies of Europe were formed, under which the people of that portion of the
globe have made such great advances in power, intelligence, and civilization.
To these may be added the greater capacity, which governments of the
monarchical form have exhibited, to hold under subjection a large extent of
territory, and a numerous population; and which has made them more powerful
than others of a different form, to the extent, that these constitute an
element of power. All these causes combined, have given such great and decisive
advantages, as to enable them, heretofore, to absorb, in the progress of
events, the few governments which have, from time to time, assumed different
forms not excepting even the mighty Roman Republic, which, after
attaining the highest point of power, passed, seemingly under the operation of
irresistible causes, into a military despotism. I say, heretofore for it
remains to be seen whether they will continue to retain their advantages, in
these respects, over the others, under the great and growing influence of
public opinion, and the new and imposing form which popular government has
assumed with us.
These have already effected great changes, and will probably effect still
greater adverse to the monarchical form; but, as yet, these changes have
tended rather to the absolute, than to the constitutional form of popular
government for reasons which have been explained. If this tendency
should continue permanently in the same direction, the monarchical form must
still retain its advantages, and continue to be the most prevalent. Should this
be the case, the alternative will be between monarchy and popular government,
in the form of the numerical majority or absolute democracy; which, as
has been shown, is not only the most fugitive of all he forms, but has the
strongest tendency of all others to the monarchical. If, on the contrary, this
tendency, or the changes referred to, should incline to the constitutional form
of popular government and a proper organism come to be regarded as not
less indispensable than the right of suffrage to the establishment of such
governments in such case, it is not probable that, in the progress of
events, the monarchical will cease to be he prevalent form of government.
Whether they will take this direction, at east for a long time, will depend on
the success of our government and a correct understanding of the
principles on which it is constructed.
To comprehend more fully the force and bearing of public opinion, and to
form a just estimate of the changes to which, aided by the press, it will
probably lead, politically and socially it will be necessary to consider
it in connection with the causes that have given it an influence so great, as
to entitle it to be regarded as a new political element. They will, upon
investigation, be found in the many discoveries and inventions made in the last
few centuries.
Among the more prominent of those of an earlier date, stand the practical
application of the magnetic power to the purposes of navigation, by the
invention of the mariner's compass; the discovery of the mode of making
gunpowder, and its application to the art of war; and the invention of the art
of printing. Among the more recent are, the numerous chemical and mechanical
discoveries and inventions, and their application to the various arts of
production; the application of steam to machinery of almost every description,
especially to such as is designed to facilitate transportation and travel by
land and water; and, finally, the invention of the magnetic telegraph.
All these have led to important results. Through the invention of the
mariner's compass, the globe has been circumnavigated and explored, and all who
inhabit it, with but few exceptions, brought within the sphere of an
all-pervading commerce, which is daily diffusing over its surface the light and
blessings of civilization. Through that of the art of printing, the fruits of
observation and reflection, of discoveries and inventions, with all the
accumulated stores of previously acquired knowledge, are preserved and widely
diffused. The application of gunpowder to the art of war, has forever settled
the long conflict for ascendency between civilization and barbarism, in favor
of the former, and thereby guaranteed that, whatever knowledge is now
accumulated, or may hereafter be added, shall never again be lost. The numerous
discoveries and inventions, chemical and mechanical, and the application of
steam to machinery, have increased, many-fold, the productive powers of labor
and capital; and have, thereby, greatly increased the number, who may devote
themselves to study and improvement and the amount of means necessary
for commercial exchanges especially between the more and the less
advanced and civilized portions of the globe to the great advantage of
both, but particularly of the latter. The application of steam to the purposes
of travel and transportation, by land and water, has vastly increased the
facility, cheapness and rapidity of both diffusing, with them,
information and intelligence almost as quickly and as freely as if borne by the
winds; while the electrical wires outstrip them, in velocity rivaling,
in rapidity, even thought itself.
The joint effect of all has been, a great increase and diffusion of
knowledge; and, with this, an impulse to progress and civilization heretofore
unexampled in the history of the world accompanied by a mental energy
and activity unprecedented.
To all these causes, public opinion, and its organ, the press, owe their
origin and great influence. Already they have attained a force in the more
civilized portions of the globe sufficient to be felt by all governments, even
the most absolute and despotic. But, as great as they now are, they have as yet
attained nothing like their maximum force. It is probable, that not one of the
causes, which have contributed to their formation and influence, has yet
produced its full effect; while several of the most powerful have just begun to
operate; and many others, probably of equal or even greater force, yet remain
to be brought to light.
When the causes now in operation have produced their full effect, and
inventions and discoveries shall have been exhausted if that may ever be
they will give a force to public opinion, and cause changes, political
and social, difficult to be anticipated. What will be their final bearing, time
only can decide with any certainty. That they will, however, greatly improve
the condition of man ultimately it would be impious to doubt. It would
be to suppose, that the all-wise and beneficent Being the Creator of all
had so constituted man, as that the employment of the high intellectual
faculties, with which He has been pleased to endow him, in order that he might
develop the laws that control the great agents of the material world, and make
them subservient to his use would prove to him the cause of permanent
evil and not of permanent good. If, then, such a supposition be
inadmissible, they must, in their orderly and full development, end in his
permanent good. But this cannot be, unless the ultimate effect of their action,
politically, shall be, to give ascendency to that form of government best
calculated to fulfill the ends for which government is ordained. For, so
completely does the well-being of our race depend on good government, that it
is hardly possible any change, the ultimate effect of which should be
otherwise, could prove to be a permanent good.
It is, however, not improbable, that many and great, but temporary evils,
will follow the changes they have effected, and are destined to effect. It
seems to be a law in the political, as well as in the material world, that
great changes cannot be made, except very gradually, without convulsions and
revolutions; to be followed by calamities, in the beginning, however beneficial
they may prove to be in the end. The first effect of such changes, on long
established governments, will be, to unsettle the opinions and principles in
which they originated and which have guided their policy before
those, which the changes are calculated to form and establish, are fairly
developed and understood. The interval between the decay of the old and the
formation and establishment of the new, constitutes a period of transition,
which must always necessarily be one of uncertainty, confusion, error, and wild
and fierce fanaticism.
The governments of the more advanced and civilized portions of the world are
now in the midst of this period. It has proved, and will continue to prove a
severe trial to existing political institutions of every form. Those
governments which have not the sagacity to perceive what is truly public
opinion to distinguish between it and the mere clamor of faction, or
shouts of fanaticism and the good sense and firmness to yield, timely
and cautiously, to the claims of the one and to resist, promptly and
decidedly, the demands of the other are doomed to fall. Few will be able
successfully to pass through this period of transition; and these, not without
shocks and modifications, more or less considerable. It will endure until the
governing and the governed shall better understand the ends for which
government is ordained, and the form best adapted to accomplish them, under all
the circumstances in which communities may be respectively placed.
I shall, in conclusion, proceed to exemplify the elementary principles,
which have been established, by giving a brief account of the origin and
character of the governments of Rome and Great Britain; the two most remarkable
and perfect of their respective forms of constitutional governments. The object
is to show how these principles were applied, in the more simple forms of such
governments; preparatory to an exposition of the mode in which they have been
applied in our own more complex system. It will appear that, in each, the
principles are the same; and that the difference in their application resulted
from the different situation and social condition of the respective
communities. They were modified, in each, so as to conform to these; and,
hence, their remarkable success. They were applied to communities in which
hereditary rank had long prevailed. Their respective constitutions originated
in concession to the people; and, through them, they acquired a participation
in the powers of government. But with us, they were applied to communities
where all political rank and distinction between citizens were excluded; and
where government had its origin in the will of the people.
But, however different their origin and character, it will be found that the
object in each was the same to blend and harmonize the conflicting
interests of the community; and the means the same taking the sense of
each class or portion through its appropriate organ, and considering the
concurrent sense of all as the sense of the whole community. Such being the
fact, an accurate and clear conception how this was effected, in their more
simple forms, will enable us better to understand how it was accomplished in
our far more refined, artificial, and complex form.
It is well known to all, the least conversant with their history, that the
Roman people consisted of two distinct orders, or classes the patricians
and the plebeians; and that the line of distinction was so strongly drawn,
that, for a long time, the right of intermarriage between them was prohibited.
After the overthrow of the monarchy and the expulsion of the Tarquins, the
government fell exclusively under the control of the patricians, who, with
their clients and dependents, formed, at the time, a very numerous and powerful
body. At first, while there was danger of the return of the exiled family, they
treated the plebeians with kindness; but, after it had passed away, with
oppression and cruelty.
It is not necessary, with the object in view, to enter into a minute account
of the various acts of oppression and cruelty to which they were subjected. It
is sufficient to state, that, according to the usages of war at the time, the
territory of a conquered people became the property of the conquerors; and that
the plebeians were harassed and oppressed by incessant wars, in which the
danger and toil were theirs, while all the fruits of victory (the lands of the
vanquished, and the spoils of war) accrued to the benefit of their oppressors.
The result was such as might be expected. They were impoverished, and forced,
from necessity, to borrow from the patricians, at usurious and exorbitant
interest, funds with which they had been enriched through their blood and toil;
and to pledge their all for repayment at stipulated periods. In case of
default, the pledge became forfeited; and, under the provisions of law in such
cases, the debtors were liable to be seized, and sold or imprisoned by their
creditors in private jails prepared and kept for the purpose. These savage
provisions were enforced with the utmost rigor against the indebted and
impoverished plebeians. They constituted, indeed, an essential part of the
system through which they were plundered and oppressed by the patricians.
A system so oppressive could not be endured. The natural consequences
followed. Deep hatred was engendered between the orders, accompanied by
factions, violence, and corruption, which distracted and weakened the
government. At length, an incident occurred which roused the indignation of the
plebeians to the utmost pitch, and which ended in a open rupture between the
two orders.
An old soldier, who had long served the country, and had fought with bravery
in twenty-eight battles, made his escape from the prison of his creditor
squalid, pale, and famished. He implored the protection of the plebeians. A
crowd surrounded him; and his tale of service to the country, and the cruelty
with which he had been treated by his creditor, kindled a flame, which
continued to rage until it extended to the army. It refused to continue any
longer in service crossed the Anio, and took possession of the sacred
mount. The patricians divided in opinion as to the course which should be
pursued. The more violent insisted on an appeal to arms, but, fortunately, the
counsel of the moderate, which recommended concession and compromise,
prevailed. Commissioners were appointed to treat with the army; and a formal
compact was entered into between the orders, and ratified by the oaths of each,
which conceded to the plebeians the right to elect two tribunes, as the
protectors of their order, and made their persons sacred. The number was
afterwards increased to ten, and their election by centuries changed to
election by tribes a mode by which the plebeians secured a decided
preponderance.
Such was the origin of the tribunate which, in process of time,
opened all the honors of the government to the plebeians. They acquired the
right, not only of vetoing the passage of all laws, but also their execution;
and thus obtained, through their tribunes, a negative on the entire action of
the government, without divesting the patricians of their control over the
Senate. By this arrangement, the government was placed under the concurrent and
joint voice of the two orders, expressed through separate and appropriate
organs; the one possessing the positive, and the other the negative towers of
the government. This simple change converted it from an absolute, into a
constitutional government from a government of the patricians only, to
that of the whole Roman people and from an aristocracy into a republic.
In doing this, it laid the solid foundation of Roman liberty and greatness.
A superficial observer would pronounce a government, so organized, as what
one order should have the power of making and executing the laws, and another,
or the representatives of another, the unlimited authority of preventing their
enactment and execution if not wholly impracticable, at least, too
feeble to stand the shocks to which all governments are subject; and would,
therefore, predict its speedy dissolution, after a distracted and inglorious
career.
How different from the result! Instead of distraction, it proved to be the
bond of concord and harmony; instead of weakness, of unequalled strength
and, instead of a short and inglorious career, one of great length and immortal
glory. It moderated the conflicts between the orders; harmonized their
interests, and blended them into one; substituted devotion to country in the
place of devotion to particular orders; called forth the united strength and
energy of the whole, in the hour of danger; raised to power, the wise and
patriotic; elevated the Roman name above all others; extended her authority and
dominion over the greater part of the then known world, and transmitted the
influence of her laws and institutions to the present day. Had the opposite
counsel prevailed at this critical juncture; had an appeal been made to arms
instead of to concession and compromise, Rome, instead of being what she
afterwards became, would, in all probability, have been as inglorious, and as
little known to posterity as the insignificant states which surrounded her,
whose names and existence would have been long since consigned to oblivion, had
they not been preserved in the history of her conquests of them. But for the
wise course then adopted, it is not improbable whichever order might
have prevailed that she would have fallen under some cruel and petty
tyrant and, finally, been conquered by some of the neighboring states
or by the Carthaginians, or the Gauls. To the fortunate turn which
events then took, she owed her unbounded sway and imperishable renown.
It is true, that the tribunate, after raising her to a height of power and
prosperity never before equalled, finally became one of the instruments by
which her liberty was overthrown but it was not until she became exposed
to new dangers, growing out of increase of wealth and the great extent of her
dominions, against which the tribunate furnished no guards. Its original object
was the protection of the plebeians against oppression and abuse of power on
the part of the patricians. This, it thoroughly accomplished; but it had no
power to protect the people of the numerous and wealthy conquered countries
from being plundered by consuls and proconsuls. Nor could it prevent the
plunderers from using the enormous wealth, which they extorted from the
impoverished and ruined provinces, to corrupt and debase the people; nor arrest
the formation of parties (irrespective of the old division of patricians and
plebeians) having no other object than to obtain the control of the government
for the purpose of plunder. Against these formidable evils, her constitution
furnished no adequate security. Under their baneful influence, the possession
of the government became the object of the most violent conflicts; not between
patricians and plebeians but between profligate and corrupt factions.
They continued with increasing violence, until, finally, Rome sunk, as must
every community under similar circumstances, beneath the strong grasp, the
despotic rule of the chieftain of the successful party the sad, but only
alternative which remained to prevent universal violence, confusion and
anarchy. The Republic had, in reality, ceased to exist long before the
establishment of the Empire. The interval was filled by the rule of ferocious,
corrupt and bloody factions. There was, indeed, a small but patriotic body of
eminent individuals, who struggled, in vain, to correct abuses, and to restore
the government to its primitive character and purity and who sacrificed
their lives in their endeavors to accomplish an object so virtuous and noble.
But it can be no disparagement to the tribunate, that the great powers
conferred on it for wise purposes, and which it had so fully accomplished,
should be seized upon, during this violent and corrupt interval, to overthrow
the liberty it had established, and so long nourished and supported.
In assigning such consequence to the tribunate, I must not overlook other
important provisions of the Constitution of the Roman government. The Senate,
as far as we are informed, seems to have been admirably constituted to secure
consistency and steadiness of action. The power when the Republic was
exposed to imminent danger to appoint a dictator vested, for a
limited period, with almost boundless authority; the two consuls, and the
manner of electing them; the auguries; the sibylline books; the priesthood, and
the censorship all of which appertained to the patricians were,
perhaps indispensable to withstand the vast and apparently irregular power of
the tribunate while the possession of such great powers by the
patricians, made it necessary to give proportionate strength to the only organ
through which the plebeians could act on the government with effect. The
government was, indeed, powerfully constituted; and, apparently, well
proportioned both in its positive and negative organs. It was truly an iron
government. Without the tribunate, it proved to be one of the most oppressive
and cruel that ever existed; but with it, one of the strongest and best.
The origin and character of the British government are so well known, that a
very brief sketch, with the object in view, will suffice.
The causes which ultimately moulded it into its present form, commenced with
the Norman Conquest. This introduced the feudal system, with its necessary
appendages, a hereditary monarchy and nobility; the former in the line of the
chief, who led the invading army and the latter in that of his
distinguished followers. They became his feudatories. The country both
land and people (the latter as serfs) was divided between them.
Conflicts soon followed between the monarch and the nobles as must ever
be the case under such systems. They were followed, in the progress of events,
by efforts, on the part both of monarchs and nobles, to conciliate the favor of
the people. They, in consequence, gradually rose to power. At every step of
their ascent, they became more important and were more and more courted
until at length their influence was so sensibly felt, that they were
summoned to attend the meeting of parliament by delegates; not, however, as an
estate of the realm, or constituent member of the body politic. The first
summons came from the nobles; and was designed to conciliate their good
feelings and secure their cooperation in the war against the king. This was
followed by one from him; but his object was simply to have them present at the
meeting of parliament, in order to be consulted by the crown, on
questions relating to taxes and supplies; not, indeed, to discuss the right to
lay the one, and to raise the other for the King claimed the arbitrary
authority to do both but with a view to facilitate their collection, and
to reconcile them to their imposition.
From this humble beginning, they, after a long struggle, accompanied by many
vicissitudes, raised themselves to be considered one of the estates of the
realm; and, finally, in their efforts to enlarge and secure what they had
gained, overpowered, for a time, the other two estates; and thus concentrated
all power in a single estate or body. This, in effect, made the government
absolute, and led to consequences which, as by a fixed law, must ever result in
popular governments of this form namely to organized parties, or,
rather, factions, contending violently to obtain or retain the control of the
government; and this, again, by laws almost as uniform, to the concentration of
all the powers of government in the hands of the military commander of the
successful party.
His heir was too feeble to hold the sceptre he had grasped; and the general
discontent with the result of the revolution, led to the restoration of the old
dynasty; without defining the limits between the powers of the respective
estates.
After a short interval, another revolution followed, in which the lords and
commons united against the king. This terminated in his overthrow; and the
transfer of the crown to a collateral branch of the family, accompanied by a
declaration of rights, which defined the powers of the several estates of the
realm; and, finally, perfected and established the constitution. Thus, a feudal
monarchy was converted, through a slow but steady process of many centuries,
into a highly refined constitutional monarchy, without changing the basis of
the original government.
As it now stands, the realm consists of three estates; the king; the lords
temporal and spiritual; and the commons. The parliament is the grand council.
It possesses the supreme power. It enacts laws, by the concurring assent of the
lords and commons subject to the approval of the king. The executive
power is vested in the monarch, who is regarded as constituting the first
estate. Although irresponsible himself, he can only act through responsible
ministers and agents. They are responsible to the other estates; to the lords,
as constituting the high court before whom all the servants of the crown may be
tried for malpractices, and crimes against the realm, or official delinquencies
and to the commons, as possessing the impeaching power, and constituting
the grand inquest of the kingdom. These provisions, with their legislative
powers especially that of withholding supplies give them a
controlling influence on the executive department, and, virtually, a
participation in its powers so that the acts of the government,
throughout its entire range, may be fairly considered as the result of the
concurrent and joint action of the three estates and, as these embrace
all the orders of the concurrent and joint action of the estates of the
realm.
He would take an imperfect and false view of the subject who should consider
the king, in his mere individual character, or even as the head of the royal
family as constituting an estate. Regarded in either light, so far from
deserving to be considered as the First Estate and the head of the
realm, as he is he would represent an interest too inconsiderable to be
an object of special protection. Instead of this, he represents what in reality
is, habitually and naturally, the most powerful interest, all things
considered, under every form of government in all civilized communities
the tax-consuming interest; or, more broadly, the great interest which
necessarily grows out of the action of the government, be its form what it may
the interest that lives by the government. It is composed of the
recipients of its honors and emoluments; and may be properly called, the
government interest, or party in contradistinction to the rest of the
community or (as they may be properly called) the people or commons. The
one comprehends all who are supported by the government and the other
all who support the government and it is only because the former are
strongest, all things being considered, that they are enabled to retain, for
any considerable time, advantages so great and commanding.
This great and predominant interest is naturally represented by a single
head. For it is impossible, without being so represented, to distribute the
honors and emoluments of the government among those who compose it, without
producing discord and conflict and it is only by preventing these, that
advantages so tempting can be long retained. And, hence, the strong tendency of
this great interest to the monarchical form that is, to be represented
by a single individual. On the contrary, the antagonistic interest that
which supports the government, has the opposite tendency a tendency to
be represented by many; because a large assembly can better judge, than one
individual or a few, what burdens the community can bear and how it can
be most equally distributed, and easily collected.
In the British government, the king constitutes an estate, because he is the
head and representative of this great interest. He is the conduit through
which, all the honors and emoluments of the government flow while the
House of Commons, according to the theory of the government, is the head and
representative of the opposite the great tax-paying interest, by which
the government is supported.
Between these great interests, there is necessarily a constant and strong
tendency to conflict; which, if not counteracted, must end in violence and an
appeal to force to be followed by revolution, as has been explained. To
prevent this, the House of Lords, as one of the estates of the realm, is
interposed; and constitutes the conservative power of the government. It
consists, in fact, of that portion of the community who are the principal
recipients of the honors, emoluments, and other advantages derived from he
government; and whose condition cannot be improved, but must be made worse by
the triumph of either of the conflicting estates over the other; and, hence, it
is opposed to the ascendency of either and in favor of preserving the
equilibrium between them.
This sketch, brief as it is, is sufficient to show, that these two
constitutional governments by far the most illustrious of their
respective kinds conform to the principles that have been established,
alike in their origin and in their construction. The constitutions of both
originated in a pressure, occasioned by conflicts of interests between hostile
classes or orders, and were intended to meet the pressing exigencies of the
occasion; neither party, it would seem, having any conception of the principles
involved, or he consequences to follow, beyond the immediate objects in
contemplation. It would, indeed, seem almost impossible for constitutional
governments, founded on orders or classes, to originate in any other manner. It
is difficult to conceive that any people, among whom they did not exist, would,
or could voluntarily institute them, in order to establish such governments;
while it is not at all wonderful, that they should grow out of conflicts
between different orders or classes when aided by a favorable combination of
circumstances.
The constitutions of both rest on the same principle an organism by
which the voice of each order or class is taken through its appropriate organ;
and which requires the concurring voice of all to constitute that of the whole
community. The effects, too, were the same in both to unite and
harmonize conflicting interests to strengthen attachments to the whole
community, and to moderate that to the respective orders or classes; ) rally
all, in the hour of danger, around the standard of their country; to elevate
the feeling of nationality, and to develop power, moral and physical, to an
extraordinary extent. Yet each has its distinguishing features, resulting from
the difference of their organisms, and the circumstances in which they
respectively originated.
In the government of Great Britain, the three orders are blended in the
legislative department; so that the separate and concurring act of each is
necessary to make laws; while, on the contrary, in the Roman, one order had the
power of making laws, and another of annulling them, or arresting their
execution. Each had its peculiar advantages. The Roman developed more fully the
love of country and the feelings of nationality. "I am a Roman
citizen," was pronounced with a pride and elevation of sentiment,
never, perhaps, felt before or since, by any citizen or subject of any
community, in announcing the country to which he belonged.
It also developed more fully the power of the community. Taking into
consideration their respective population, and the state of the arts at the
different periods, Rome developed more power, comparatively, than Great Britain
ever has vast as that is, and has been or, perhaps, than any
other community ever did. Hence, the mighty control she acquired from a
beginning so humble. But the British government is far superior to that of
Rome, in its adaptation and capacity to embrace under its control extensive
dominions, without subverting its constitution. In this respect, the Roman
constitution was defective and, in consequence, soon began to exhibit
marks of decay, after Rome had extended her dominions beyond Italy; while the
British holds under its sway, without apparently impairing either, an empire
equal to that, under the weight of which the constitution and liberty of Rome
were crushed. This great advantage it derives from its different structure,
especially that of the executive department; and the character of its
conservative principle. The former is so constructed as to prevent, in
consequence of its unity and hereditary character, the violent and factious
struggles to obtain the control of the government and, with it, the vast
patronage which distracted, corrupted, and finally subverted the Roman
Republic. Against this fatal disease, the latter had no security whatever;
while the British government besides the advantages it possesses, in
this respect, from the structure of its executive department has, in the
character of its conservative principle, another and powerful security against
it. Its character is such, that patronage, instead of weakening, strengthens it
for, the greater the patronage of the government, the greater will be
the share which falls to the estate constituting the conservative department of
the government; and the more eligible its condition, the greater its opposition
to any radical change in its form. The two causes combined, give to the
government a greater capacity of holding under subjection extensive dominions,
without subverting the constitution or destroying liberty, than has ever been
possessed by any other. It is difficult, indeed, to assign any limit to its
capacity in this respect. The most probable which can be assigned is, its
ability to bear increased burdens the taxation necessary to meet the
expenses incident to the acquisition and government of such vast dominions, may
prove, in the end, so heavy as to crush, under its weight, the laboring and
productive portions of the population.
I have now finished the brief sketch I proposed, of the origin and character
of these two renowned governments; and shall next proceed to consider the
character, origin and structure of the Government of the United States. It
differs from the Roman and British, more than they differ from each other; and,
although an existing government of recent origin, its character and structure
are perhaps less understood than those of either.