October 12, 1787
Dear Sir,
It will not be possible to establish in the federal courts the jury trial of the
vicinage so well as in the state courts.
Third, there appears to me to be not only a premature deposit of some important powers
in the general government--but many of those deposited there are undefined, and may be
used to good or bad purposes as honest or designing men shall prevail. By Article 1,
Section 2, representatives and direct taxes shall be apportioned among the several states,
&c.--same art. sect. 8, the congress shall have powers to lay and collect taxes,
duties, &c. for the common defence and general welfare, but all duties, imposts and
excises, shall be uniform throughout the United States: By the first recited clause,
direct taxes shall be apportioned on the states. This seems to favor the idea suggested by
some sensible men and writers that congress, as to direct taxes, will only have power to
make requisitions; but the latter clause, power to lay and collect taxes, &c. seems
clearly to favor the contrary opinion, and, in my mind, the true one,the congress shall
have power to tax immediately individuals, without the intervention of the state
legislatures, in fact the first clause appears to me only to provide that each state shall
pay a certain portion of the tax, and the latter to provide that congress shall have power
to lay and collect taxes, that is to assess upon, and to collect of the individuals in the
state, the states quota; but these still I consider as undefined powers, because judicious
men understand them differently.
It is doubtful whether the vice-president is to have any qualifications; none are
mentioned; but he may serve as president, and it may be inferred, he ought to be qualified
therefore as the president; but the qualifications of the president are required only of
the person to be elected president. By art. 2, sect. 2, "But the congress may by law
vest the appointment of such inferior officers as they think proper in the president
alone, in the courts of jaw, or in the heads of the departments:" Who are inferior
officers? May not a congress disposed to vest the appointment of all officers in the
president, under this clause, vest the appointment of almost every officer in the
president alone, and destroy the check mentioned in the first part of the clause, and
lodged in the senate. It is true, this check is badly lodged, but then some check upon the
first magistrate in appointing officers, ought it appears by the opinion of the
convention, and by the general opinion, to be established in the constitution. By art. 3,
sect. 2, the supreme court shall have appellate jurisdiction as to law and facts with such
exceptions, &c. to what extent is it intended the exceptions shall be
carried--Congress may carry them so far as to annihilate substantially the appellate
jurisdiction, and the clause be rendered of very little importance.
4th. There are certain rights which we have always held sacred in the United States,
and recognized in all our constitutions, and which, by the adoption of the new
constitution in its present form, will be left unsecured. By article 6, the proposed
constitution, and the laws of the United States, which shall be made in pursuance thereof;
and all treaties made, or which shall be made under the authority of the United States,
shall be the supreme law of the land; and the judges in every state shall be bound
thereby; anything in the constitution or laws of any state to the contrary
notwithstanding.
It is to be observed that when the people shall adopt the proposed constitution it will
be their last and supreme act; it will be adopted not by the people of New Hampshire,
Massachusetts, &c., but by the people of the United States; and wherever this
constitution, or any part of it, shall be incompatible with the ancient customs, rights,
the laws or the constitutions heretofore established in the United States, it will
entirely abolish them and do them away: And not only this, but the laws of the United
States which shall be; made in pursuance of the federal constitution will be also supreme
laws, and wherever they shall be incompatible with those customs, rights, laws or
constitutions heretofore established, they will also entirely abolish them and do them
away.
By the article before recited, treaties also made under the authority of the United
States, shall be the supreme law: It is not said that these treaties shall be made in
pursuance of the constitution--nor are there any constitutional bounds set to those who
shall make them: The president and two-thirds of the senate will be empowered to make
treaties indefinitely, and when these treaties shall be made, they will also abolish all
laws and state constitutions incompatible with them. This power in the president and
senate is absolute, and the judges will be bound to allow full force to whatever rule,
article or thing the president and senate shall establish by treaty, whether it be
practicable to set any bounds to those who make treaties, I am not able to say; if not, it
proves that this power ought to be more safely lodged.
The federal constitution, the laws of congress made in pursuance of the constitution,
and all treaties must have full force and effect in all parts of the United States; and
all other laws, rights and constitutions which stand in their way must yield. It is proper
the national laws should be supreme, and superior to state or district laws; but then the
national laws ought to yield to unalienable or fundamental rights--and national laws, made
by a few men,should extend only to a few national objects. This will not be the case with
the laws of congress: To have any proper idea of their extent, we must carefully examine
the legislative, executive and judicial powers proposed to be lodged in the general
government, and consider them in connection with a general clause in art. 1, sect. 8, in
these words (after enumerating a number of powers) "To make all laws which shall be
necessary and proper for carrying into execution the foregoing powers, and all other
powers vested by this constitution in the government of the United States, or in any
department or officer thereof."- -The powers of this government as has been observed,
extend to internal as well as external objects, and to those objects to which all others
are subordinate; it is almost impossible to have a just conception of their powers, or of
the extent and number of the laws which may be deemed necessary and proper to carry them
into effect, till we shall come to exercise those powers and make the laws. In making laws
to carry those powers into effect, it is to be expected, that a wise and prudent congress
will pay respect to the opinions of a free people, and bottom their laws on those
principles which have been considered as essential and fundamental in the British, and in
our government: But a congress of a different character will not be bound by the
constitution to pay respect to those principles.
It is said that when people make a constitution, and delegate powers, that all powers
are not delegated by them to those who govern, is reserved in the people; and that the
people, in the present case, have reserved in themselves, and in their state governments,
every right and power not expressly given by the federal constitution to those who shall
administer the national government. It is said, on the other hand, that the people, when
they make a constitution, yield all power not expressly reserved to themselves. The truth
is, in either case, it is mere matter of opinion, and men usually take either side of the
argument, as will best answer their purposes: But the general presumption being, that men
who govern, will in doubtful cases, construe laws and constitutions most favorably for
increasing their own powers; all wise and prudent people, in forming constitutions, have
drawn the line, and carefully described the powers parted with and the powers reserved. By
the state constitutions, certain rights have been reserved in the people; or rather, they
have been recognized and established in such a manner, that state legislatures are bound
to respect them, and to make no laws infringing upon them. The state legislatures are
obliged to take notice of the bills of rights of their respective states. The bills of
rights, and the state constitutions, are fundamental compacts only between those who
govern, and the people of the same state.
In the year 1788 the people of the United States made a federal constitution, which is
a fundamental compact between them and their federal rulers; these rulers, in the nature
of things, cannot be bound to take notice of any other compact. It would be absurd for
them, in making laws, to look over thirteen, fifteen, or twenty state constitutions, to
see what rights are established as fundamental, and must not be infringed upon, in making
laws in the society. It is true, they would be bound to do it if the people, in their
federal compact, should refer to the state constitutions, recognize all parts not
inconsistent with the federal constitution, and direct their federal rulers to take notice
of them accordingly; but this is not the case, as the plan stands proposed at present; and
it is absurd, to suppose so unnatural an idea is intended or implied. I think my opinion
is not only founded in reason, but I think it is supported by the report of the convention
itself. If there are a number of rights established by the state constitutions, and which
will remain sacred, and the general government is bound to take notice of them--it must
take notice of one as well as another; and if unnecessary to recognize or establish one by
the federal constitution, it would be unnecessary to recognize or establish another by it.
If the federal constitution is to be construed so far in connection with the state
constitution, as to leave the trial by jury in civil causes, for instance, secured; on the
same principles it would have left the trial by jury in criminal causes, the benefits of
the writ of habeas corpus, &c. secured; they all stand on the same footing; they are
the common rights of Americans, and have been recognized by the state constitutions: But
the convention found it necessary to recognize or re-establish the benefits of that writ,
and the jury trial in criminal cases. As to ex post facto laws, the convention has done
the same in one case, and gone further in another, It is a part of the compact between the
people of each state and their rulers, that no ex post facto laws shall be made. But the
convention, by Art. 1, Sect. 10, have put a sanction upon this part even of the state
compacts. In fact, the 9th and 10th Sections in Art. 1, in the proposed constitution, are
no more nor less, than a partial bill of rights; they establish certain principles as part
of the compact upon which the federal legislators and officers can never infringe. It is
here wisely stipulated, that the federal legislature shall never pass a bill of attainder,
or ex post facto law; that no tax shall be laid on articles exported, &c. The
establishing of one right implies the necessity of establishing another and similar one.
On the whole, the position appears to me to be undeniable, that this bill of rights
ought to be carried farther, and some other principles established, as a part of this
fundamental compact between the people of the United States and their federal rulers.
It is true, we are not disposed to differ much, at present, about religion; but when we
are making a constitution, it is to be hoped, for ages and millions yet unborn, why not
establish the free exercise of religion, as a part of the national compact. There are
other essential rights, which we have justly understood to be the rights of freemen; as
freedom from hasty and unreasonable search warrants, warrants not founded on oath, and not
issued with due caution, for searching and seizing men's papers, property, and persons.
The trials by jury in civil causes, it is said, varies so much in the several states, that
no words could be found for the uniform establishment of it. If so, the federal
legislation will not be able to establish it by any general laws. I confess I am of
opinion it may be established, but not in that beneficial manner in which we may enjoy it,
for the reasons before mentioned. When I speak of the jury trial of the vicinage, or the
trial of the fact in the neighborhood, I do not lay so much stress upon the circumstance
of our being tried by our neighbors: in this enlightened country men may be probably
impartially tried by those who do not live very near them: but the trial of facts in the
neighborhood is of great importance in other respects. Nothing can be more essential than
the cross examining witnesses, and generally before the triers of the facts in question.
The common people can establish facts with much more ease with oral than written evidence;
when trials of facts are removed to a distance from the homes of the parties and
witnesses, oral evidence becomes intolerably expensive, and the parties must depend on
written evidence, which to the common people is expensive and almost useless; it must be
frequently taken ex porte, and but very seldom leads to the proper discovery of truth.
The trial by jury is very important in another point of view. It is essential in every
free country, that common people should have a part and share of influence, in the
judicial as well as in the legislative department. To hold open to them the offices of
senators, judges, and offices to fill which an expensive education is required, cannot
answer any valuable purposes for them; they are not in a situation to be brought forward
and to fill those offices; these, and most other offices of any considerable importance,
will be occupied by the few. The few, the well born, &c. as Mr. Adams calls them, in
judicial decisions as well as in legislation, are generally disposed, and very naturally
too, to favor those of their own description.
The trial by jury in the judicial department, and the collection of the people by their
representatives in the legislature, are those fortunate inventions which have procured for
them, in this country, their true proportion of influence, and the wisest and most fit
means of protecting themselves in the community. Their situation, as jurors and
representatives, enables them to acquire information end knowledge in the affairs and
government of the society; and to come forward, in turn, as the centinels and guardians of
each other. I am very sorry that even a few of our countrymen should consider jurors and
representatives in a different point of view, as ignorant, troublesome bodies, which ought
not to have any share in the concerns of government.
I confess I do not see in what cases the congress can, with any pretence of right, make
a law to suppress the freedom of the press; though I am not clear, that congress is
restrained from laying any duties whatever on printing, and from laying duties
particularly heavy on certain pieces printed, and perhaps congress may require large bonds
for the payment of these duties. Should the printer say, the freedom of the press was
secured by the constitution of the state in which he lived, congress might, and perhaps,
with great propriety, answer, that the federal constitution is the only compact existing
between them and the people; in this compact the people have named no others, and
therefore congress, in exercising the powers assigned them, and in making laws to carry
them into execution, are restrained by nothing beside the federal constitution, any more
than a state legislature is restrained by a compact between the magistrates and people of
a county, city, or town of which the people, in forming the state constitution, have taken
no notice.
It is not my object to enumerate rights of inconsiderable importance; but there are
others, no doubt, which ought to be established as a fundamental part of the national
system.
It is worthy of observation, that all treaties are made by foreign nations with a
confederacy of thirteen states--that the western country is attached to thirteen
states--thirteen states have jointly and severally engaged to pay the public
debts.--Should a new government be formed of nine, ten, eleven, or twelve states, those
treaties could not be considered as binding on the foreign nations who made them. However,
I believe the probability to be, that if nine states adopt the constitution, the others
will.
It may also be worthy our examination, how far the provision for amending this plan,
when it shall be adopted, is of any importance. No measures can be taken towards
amendments, unless two-thirds of the congress, or two-thirds of the legislature of the
several states shall agree.--While power is in the hands of the people, or democratic part
of the community, more especially as at present, it is easy, according to the general
course of human affairs, for the few influential men in the community, to obtain
conventions, alterations in government, and to persuade the common people that they may
change for the better, and to get from them a part of the power: But when power is once
transferred from the many to the few, all changes become extremely difficult; the
government, is this case, being beneficial to the few, they will be exceedingly artful and
adroit in preventing any measures which may lead to a change; and nothing will produce it,
but great exertions and severe struggles on the part of the common people. Every man of
reflection must see, that the change now proposed, is a transfer of power from the many to
the few, and the probability is, the artful and ever active aristocracy, will prevent all
peaceful measures for changes, unless when they shall discover some favorable moment to
increase their own influence. I am sensible, thousands of men in the United States, are
disposed to adopt the proposed constitution, though they perceive it to be essentially
defective, under an idea that amendments of it, may be obtained when necessary. This is a
pernicious idea, it argues a servility of character totally unfit for the support of free
government; it is very repugnant to that perpetual jealousy respecting liberty, so
absolutely necessary in all free states, spoken of by Mr. Dickinson.--However, if our
countrymen are so soon changed, and the language of 1774, is become odious to them, it
will be in vain to use the language of freedom, or to attempt to rouse them to free
enquiries. But I shall never believe this is the case with them, whatever present
appearances may be, till I shall have very strong evidence indeed of it.
Your's, &c.
THE FEDERAL FARMER.